Compliance consultancy support services
With the fast pace of changing regulation and the often significant demands on internal resources, it is difficult to keep up with new regulations, new risks or changes in the direction of a business.
In these circumstances, we can provide the resources that you require to address discrete projects or to provide the support required in both implementing new procedures and addressing recently identified issues.
Having CCL as part of your compliance team
Our compliance support services provide you with a comprehensive quality resource to suit your specific requirements. Established in 1988, our London office has an experienced team of subject matter experts who can provide compliance support to all types of regulated business across the whole spectrum of compliance.
Compliance support to suit your Firm’s requirements
Our services are completely scalable adapting to your needs as your business grows and your needs change. The type of compliance support agreements include:
- Retainer Agreement – Giving your Firm access to expert compliance advice at all times. The retainer scope is tailored to your requirements. Typically it can include regular access to CCL’s consultants, periodic monitoring reviews and policies and procedures updates.
- Structured Advisory Engagement – Providing regular updates on the impact of changes in regulation to your Firm; advising on the current focus of regulators and how to address the issues raised. In some circumstances, you may wish to have a programme for a period of time – six months or a year, for example – while your Firm’s compliance procedures are brought up to date.
- Flexible Ad-hoc Agreement - Our depth and breadth of experience mean that our experienced compliance practitioners can identify a practical solution for your Firm quickly and economically.