Compliance: The ever-changing landscape

The financial services industry continues to experience waves of significant and ever evolving regulatory change, often involving intangible elements.  It is difficult for firms to digest coming regulation, to design and implement controls, and to manage the changing landscape, whilst always providing assurance to senior management and regulators that the controls are robust and effective.

We take the time to understand your business, along with your specific needs and objectives.

We are one of the longest established compliance consultancies in the City and we have helped thousands of firms to understand regulations and how they apply to their business. We have almost three decades of exceptional track record in helping firms develop controls to meet their regulatory requirements and to operate successfully within demanding regulatory regimes.  

We don't provide a one size fits all solution. We take the time to understand your business, along with your needs and objectives, to ensure that we provide you with sensible, efficient and effective solutions to managing regulatory risk.

Our experienced team of consultants can provide technical advice and guidance on a range of regulatory risk areas including:

 Why work with us?

  • Obtain deep technical insight from our Consultants
  • Draw on expertise built on our knowledge of peer-group best practice
  • Provide assurance to your senior management that your regulatory risks are fully identified and managed
  • Utilise our bespoke CCL C.O.R.E Compliance platform to house your documentation, manage and evidence compliance activity and trigger and record employee and senior management attestation.

We have a dedicated team of experienced compliance consultants who can provide expert assurance and peace of mind. Get in touch to see how we can help your Firm.