Are your compliance resources strained by the pace of regulatory demands?
If your Firm is restricted by size or availability of resources, the CCL CORE Managed Service will provide you with peace of mind that your compliance obligations are managed, whilst you retain complete visibility and control.
Combining the efficiency of our platform with the insight of our compliance experts
By combining CCL CORE with access to the deep regulatory knowledge and experience of our consulting team, our CORE Managed Service clients can focus on their business growth, whilst we provide first-class compliance management.
Our CCL CORE Managed Service will provide you with access to our compliance platform and a team of compliance consultants to help deliver your regulatory obligations. These additional support services include:
- Periodic Compliance Monitoring
- Review of Financial Promotions
- Regulatory Reporting
- Review of client onboarding
- Ad hoc advice
Benefits of the CCL CORE Managed Service
- Brings deep regulatory expertise to your business
- Reduces the cost of compliance resourcing
- Permits scalability without the fixed cost
- Allows your registered Compliance Officer to focus on the business
- Brings value-added independent assurance of your activities
CCL CORE Managed Service is the ideal solution for firms that:
- are newly authorised or seeking authorisation;
- do not have the resource to effectively deliver compliance control and oversight;
- have business managers holding the role of CF10/11 but don’t have the time or expertise to provide genuine assurance; or
- are going through a period of growth and would like to leverage expertise as a short-term scaling solution.