Find out which version is right for you and gain complete control over your compliance obligations. If you have any questions get in touch

C.O.R.E. Lite
C.O.R.E. +
Compliance Essentials
  • Policy Management Solution
  • Regulatory Filings Calendar
  • SM&CR Workflow
  • Certification Staff Register
  • Personal Account Dealing Management
  • Gifts and Entertainment Management
  • Employee Conflicts Management
  • Financial Promotions Management
  • Employee Attestation Management
  • Regulatory Liaison Management
  • Complaint Management
  • Breach Management
  • Incident Management
  • Trade Error Management
  • Root Cause Analysis
  • Inspection / Audit Preparation Tool
  • Compliance Reporting Module
  • Firm-wide Announcements
Access to CCL Policy and Procedure Library & Updates
Access to CCL's Compliance Monitoring Programme & Updates
Quarterly Regulatory Updates
Provision of skilled resource to carry out compliance monitoring and regulatory reporting
Provision of specialist compliance advice

Request a no obligation demo and learn how we can increase your efficiency, reduce your regulatory risk and give you complete control over your compliance obligations.