CCL C.O.R.E Comparison Chart

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C.O.R.E. Lite	C.O.R.E.	C.O.R.E. +

	C.O.R.E.	C.O.R.E. +	C.O.R.E. MS

Compliance Essentials Policy Management Solution Regulatory Filings Calendar SM&CR Workflow Certification Staff Register Personal Account Dealing Management Gifts and Entertainment Management Employee Conflicts Management Financial Promotions Management Employee Attestation Management Regulatory Liaison Management Complaint Management Breach Management Incident Management Trade Error Management Root Cause Analysis Inspection / Audit Preparation Tool Compliance Reporting Module Firm-wide Announcements SHOW ALL
Access to CCL Policy and Procedure Library & Updates
Access to CCL's Compliance Monitoring Programme & Updates
Quarterly Regulatory Updates
Provision of skilled resource to carry out compliance monitoring and regulatory reporting
Provision of specialist compliance advice

CCL CORE Comparison Chart