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SM&CR Breakfast Briefing - Latest developments

With the publication of the FCA’s ‘near-final’ rules for the extension of the SM&CR, preparation for the new regime moves up a gear. Our complimentary briefing on the 12th September will provide an overview of the rules and explore some of the practical challenges to implementation, as well as considering what firms should be doing now to prepare.

Compliance Update Breakfast Briefing

As all-consuming MiFID II implementation projects come to an end, many compliance teams will now be dusting themselves down and looking ahead to the various new challenges on the horizon. Our Compliance Update briefing on the 15th March is intended to assist firms in their planning by providing insight on a range of topical issues.