- in the category: Regulatory Update: India
This edition includes - Design of Commodity Indices and Product Design for Futures on Commodity Indices, Credit of Penalty for Short Collection or Non-Collection, SEBI Imposes Monetary Penalties on Various Entities and Individuals, Factors for Assuring Confidentiality in a Settlement Application.
This edition includes - SEBI Bans Ritman Infra Limited, Framework for the Process of Accreditation of Investors for the Purpose of Innovators Growth Platform, Surrendering and Cancellation of Certificate of Registration of NBFCs, Framework for Innovation Sandbox, FPIs Permitted to Invest in Municipal Bonds.
This edition includes - Extension of Timeline for Implementation of Phase I of UPI with ASBA, Guidelines for Determination of Allotment and Trading Lot Size for REITs and InvITs, Penalty Imposed on NSE and Two of its Former Managing Directors, SEBI Orders Investigation and Forensic Audit of Trading Members.
This edition includes - Surrendering and Cancellation of Certificate of Registration of NBFCs, Review of Investment by FPIs in Debt Securities, Key Decisions at the SEBI Board Meeting Held on 1st March 2019, SEBI Seeks Greater Powers to Inspect Books, Financial Records of Listed Firms
This edition includes - Notification to Liquidity Adjustment Facility (LAF) Participants, Revision in Haircut on Central Government Securities (G-Sec) Accepted as Collateral, SEBI Orders Impounding of Illegal Gains, Intimation of Criminal Proceedings Against Broker by SEBI, Fines Imposed by SEBI and RBI.
This edition includes - SEBI Fines Ten Entities for Fraudulent Trading in the Shares of Mindvision Capital, SEBI Looks at Tightening Rules for Liquid Funds, New Data Privacy Norms for FPIs Under Consideration, Fines Imposed by SEBI and RBI
This edition includes - Cyber Security & Cyber Resilience Framework for Stock Broker/Depository Participants, Review of Offer for Sale (OFS) of Shares Through Stock Exchange Mechanism, SEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) (FUTP) Regulation, Transfer of Securities Only in Demat Form-Deadline Extended till 1st April 2019, RBI Approves Amalgamation of SBM Bank (Mauritius) Limited, India with SBM (India) Limited.
This edition includes - Notification to Chairman/Managing Directors/CEO, Twenty-Three NBFCs Surrender Their Certificates of Registration to RBI, Enhanced Disclosures by Credit Rating Agencies (CRAs), SEBI (Delisting of Equity Shares) Regulation, RBI Imposes Penalties on Deutsche Bank A.G. and the Jammu and Kashmir Bank
This edition includes - RBI Cancels Certificate of Registration of Three Hundred and Four NBFCs, Participation of EFEs in the Commodity Derivatives Markets, TER and Performance Disclosure for Mutual Fund, Appointment of Administration and Procedure for Refunding to Investors
This edition includes - Revised Settlement Mechanism for Wilful Defaulters, Defaults by IL&FS, Enhanced Monitoring of Qualified Registrars to a Share Transfer Agents, Eligibility Conditions for Foreign Portfolio Investors (FPIs), Securities and Exchange Board of India (Buy – Back of Securities) Regulations, 2018
This edition includes - RBI Cancels Certificate of Registration of 138 NBFCs, Overseas Investment by AIFs/VCFs, Meeting Between MAS and SEBI, RBI to Hold Joint Audit of CRA with SEBI
This edition includes - Guidelines for Preferential Issue of Units by InvITs, SEBI (AIF) (Amendment) Regulations, 2018, RBI Imposes Monetary Penalty on Tamilnad Mercantile Bank Limited, Airtel Payments Bank Stopped from Registering New Customers, SEBI Plans Revised Norms for Recovery of Investors' Money