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CCL Regulatory Update Middle East Edition - July 2015

In this month's edition, Arqaam Capital Resolves Compliance Deficiencies with the DFSA, FCA Announce New Rules on Remuneration, Former “Star Trader” Sentenced to 14 Years Over LIBOR Rigging and State Bank of India Fined in Hong Kong for AML Failures

CCL Regulatory Update: Middle East Edition - June 2015

This month, DFSA Release CP 101 and 102, UK and UAE Hit Global Criminals, Hong Kong Regulator to Head Enforcement at FCA and New EU Anti-Money Laundering Directive in Force from 26th June

CCL Regulatory Update: Middle East Edition - May 2015

This month, DFSA Fines United Investment Bank Limited for AML Failings, Regulatory Changes Increase Need for Compliance Staff, Barclays fined $2.4 billion for FX Rigging and FCA Fines Individual £290,000 over Suitability Failures

CCL Regulatory Update: Middle East Edition - April 2015

In this edition, Annual AML Return – DFSA Analysis and Guidance, DFSA Fines Deutsche Bank AG for Failings, Ernst & Young Agree Settlement over Lehman Auditing and UK FCA Fines Merrill Lynch International for Transaction Reporting Failures

CCL Regulatory Update: Middle East Edition - March 2015

In this month's edition, DFSA Investigates ABN AMRO for Regulatory Failings, Bank of Beirut Fined for Misleading the FCA and US Fine Commerzbank for Money Laundering

CCL Regulatory Update: Middle East Edition - February 2015

In this edition, DFSA's New Client Classification Regime, UAE Banks to Comply with FATCA Before Deadline, JPMorgan to Pay $500 Million in Mortgage Settlement and UBS Investigated For Assisting Clients to Avoid Tax