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CCL Regulatory Update: UK Edition - March 2019

This edition includes - FCA and BoE on TPR, BoE ACS for 2019 Banking Stress, BCBS on Cryptoassets, Trace Report on Corruption, FCA Fines the Carphone Warehouse, Brexit Statutory Instruments

CCL Regulatory Update: UK Edition - February 2019

This edition includes - MoU Between FCA and ICO, PRA Fees and Levies: Changes to Periodic and Transaction Fees, EBA on Outsourcing Arrangements, FATF Meeting Outcome and HMT Advisory Notice on AML/CFT, OFSI’s First Fine for Sanction Breaches

CCL Regulatory Update: UK Edition - January 2019

This edition includes - FCA Consults on Brexit, FCA ‘Dear CEO’ Letter, ESMA on Crypto-Assets and ICOs, EC Consults on Consumer Credit Directive, New Economic Crime Strategic Board, Financial Regulators’ Powers and MiFI

CCL Regulatory Update: UK Edition - December 2018

This edition includes - FCA Update on Brexit Preparation, The Securitisation Regulations 2018, Regulation on Cross-Border Distribution of Investment Funds – ECON Adopts Legislation, Amendments in Market Abuse (EU Exit) Regulations 2018, FCA Fines and Bans NED, FCA Decision to Fine CEO of Bank for Ineffective AML Systems

CCL Regulatory Update: UK Edition - November 2018

This edition includes - Brexit Scenarios – BoE Response to Treasury, ESMA on Managing Risks on a No-Deal Brexit in the Area of Central Clearing, The Sanctions and AML Act 2018 (SAMLA) Regulations 2018, PRA Fines Former Board Members of Japanese Investment Bank for Failure to Disclose Information

CCL Regulatory Update: UK Edition - October 2018

This edition includes - FCA and SFC Entered into a MoU on Mutual Recognition of Funds, PRA Update on Pillar II Reporting, ESMA Withdraws MiFID Automated Trading Guidelines, Advisory Notice on AML/CFT Controls in Higher Risk Jurisdictions, Tesco Personal Finance PLC Fined

CCL Regulatory Update: UK Edition - September 2018

This edition includes - Re-evaluation for Retail Investment Adviser, BCBS Amends to the Pillar 3 Disclosure Requirements, Directive on Countering Money Laundering by Criminal Law, FCA Bans Former Deutsche Bank Trader for Market Manipulation

CCL Regulatory Update UK Edition - August 2018

This edition includes - Consultation to Improve Conduct and Communications in Payment Services and E-Money Firms, ESMA to Renew Prohibition on Binary Options, FCA Commences Criminal Prosecution Against Mark Starling

CCL Regulatory Update: UK Edition - July 2018

This edition includes - FCA Statement on ESMA’s Action on CFD Products, ESMA Reminder for UK Based Entitles About Timely Submission of Authorisation, FATF Identifies Jurisdictions with Strategic AML/CTF Deficiencies, Former Senior Bankers Convicted of Fraud, Former Directors of a Consumer Credit Firm Banned for Misleading Customers.

CCL Regulatory Update: UK Edition - June 2018

This edition includes - EBA Adds PSD2 to Q&A Tool, European Commission Letter Clarifies Ancillary Activity Test, Financial Sanctions Notice for Iran, FCA Fines Bank for AML Failings

CCL Regulatory Update: UK Edition - May 2018

This edition includes - FCA Policy Statement Retires FG 12/15 and FG 14/1, PRA Update on MiFID II Passporting ITS, ESMA One-Stop Company Portal, Reforms on UK Businesses on Foreign Money Laundering, Sanctions and Anti-Money Laundering Bill/Act, FCA and PRA Jointly Fines Mr James Staley

CCL Regulatory Update: UK Edition - April 2018

This edition includes - Statement on the Requirements for Firms Offering Cryptocurrency, Consultation on Regulatory Fees and Levies, Whistleblower Protection Directive, CF30 Fined for Failure to Act with Honesty and Integrity

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