CCL Regulatory Update: India Edition - March 2018

This edition includes - RBI Cancels Certificate of Registration of M/s Lofty Securities Private Limited NBFC, Guidelines for LES in Commodity Derivatives Contracts, RBI Imposes Monetary Penalty on Banks, NBFCs to Comply with Anti-Money Laundering Rules

CCL Regulatory Update: UK Edition - March 2018

This edition includes - The Financial Services and Markets Act 2000 Amendment, Prohibition and Restriction on Binary Options and CFDs to Protect Retail Investors, AML and CTF Report 2015-2017, Wolfsberg Group Issues Banking Due Diligence Questionnaire and Guidance, Former Chair of Co-Operative Bank PLC Banned

CCL Regulatory Update: Middle East Edition - March 2018

This edition includes - DFSA Releases Consultation Paper No.117 Miscellaneous Changes, ADGM and Jersey Financial Services Commission Sign Statement of Co-operation Agreement, UAE Exchange Houses Ordered to Raise Standards by Central Bank, EU Banking Watchdog Sets Out 'Roadmap' To Regulate FinTech, Singapore Central Bank Fines Standard Chartered $4Million Over Money Laundering Breaches

CCL Regulatory Update: Middle East Edition - February 2018

This edition includes - DFSA Releases Consultation Paper 118 on AML, CTF and Sanctions Regime, ADGM Welcomes 3rd RegLab Cohort Applications with SME Focus, DMCC Issue License to Store Cryptocurrencies, Banks in Britain and U.S. Ban Bitcoin Buying with Credit Cards Over Credit Risk, U.S. Treasury Blacklists Latvian Bank with Alleged Ties to North Korea

CCL Regulatory Update: UK Edition - February 2018

This edition includes - FCA Proposes a Public Register, Future of the City, Governance and Risk Management of Algorithmic Trading, BSB’s Supporting Guidance to Fitness and Propriety, ESMA Launches Interactive Single Rulebook, Countries at Risk of Money Laundering

CCL Regulatory Update: India Edition - February 2018

This edition includes - Consolidated List of Returns Prescribed by RBI for Banks/NBFCs/Other Financial Intermediaries, Charging of Additional Expenses of up to 0.20% in terms of Regulation 52 (6A) (c) of SEBI (Mutual Funds) Regulations, 1996, RBI Instructs Banks to Link Their Core Systems with SWIFT after PNB Fraud

CCL Regulatory Update: UK Edition - January 2018

This edition includes - FCA Enforcement PRIIPs Instrument, New Chairs of the FCA, Update on Pillar II Liquidity Reporting, The Functioning of the European Online Dispute Resolution Platform, CFT/AML Guidelines for PSPs, RBS Trade Fined Over Libor Rigging

Compliance Update Breakfast Briefing

As all-consuming MiFID II implementation projects come to an end, many compliance teams will now be dusting themselves down and looking ahead to the various new challenges on the horizon. Our Compliance Update briefing on the 15th March is intended to assist firms in their planning by providing insight on a range of topical issues.

CCL Regulatory Update India Edition - January 2018

This edition includes - Notification to Registered Asset Reconstruction Companies, Eleven NBFCs Surrender their Certificates of Registration to RBI, Benchmarking of Scheme’s Performance to TRI, RBI Puts Allahabad Bank Under PCA

CCL Regulatory Update: Middle East Edition - January 2018

This edition includes - DFSA and Central Bank of Bahrain Sign MoU, ADGM and Bahrain EDB Sign Region’s First MENA FinTech Agreement, UAE Removed from the EU Tax Blacklist, Kazakhstan Establish an International Financial Centre, KPMG Faces Probe Over Carillion Audit, HSBC Investigation Outcome Reached by US Department of Justice

CCL Regulatory Update: Middle East Edition - December 2017

This edition includes - DFSA Signs FinTech Agreements with Hong Kong Authorities, Amendments to DFSA Form Regarding CIR Returns, CNBC Unveils Plans for Middle East Headquarters in Abu Dhabi, ADGM Partners with Daman to Enhance Abu Dhabi’s Insurance FinTech, UAE Included in EU Tax Haven Blacklist, Dutch Subsidiary of Russia's Alfa Bank Raided in Money Laundering Inquiry

CCL Regulatory Update: India Edition - December 2017

This edition includes - RBI Cautions Regarding Risk of Virtual Currencies including Bitcoins, SEBI Categorisation and Rationalisation of Mutual Fund Schemes, RBI Imposes Penalty on IndusInd Bank Limited and Syndicate Bank