CCL Regulatory Update Middle East Edition - August 2017

This edition includes - DFSA Alerts Public to Tax-Related Scams, ADGM and PwC Partnership to Focus on Financial Crime Prevention, First FinTech Bridge Between the UAE and the Capital Markets Authority of Kenya, Bahrain Issue Crowdfunding Regulations, Ex-Honduran Minister Pleads Guilty in US Money Laundering Case

CCL Regulatory Update: India Edition - August 2017

This edition includes - Minutes of the MPC Meeting Held on 1st and 2nd August 2017 at the Reserve Bank of India, Mumbai, Action Against ELCs and its Promoters/Directors Pending Exit Offer to the Shareholders, SEBI Directs Stock Exchanges to Act Against 331 Suspected Shell Companies

CCL Regulatory Update: Middle East Edition - July 2017

This edition includes - Two UAE Firms Falsely Claim to be DFSA Regulated, FSRA Issue Dear SEO Letter Regarding Qatar’s Terrorist Financing, U.S and Qatar Sign Agreement on Combating Terrorism Financing, Watchdog Removes Taiwan from Money Laundering List

CCL Regulatory Update: India Edition - July 2017

This edition includes - SEBI signs a Bilateral MoU with the European Securities and Markets Authority, RBI Permits Non-Executive Chairman to be part of Bank's Audit Committee

Regulatory Insights: MiFID II – Review of FCA Policy Statement

The FCA issued its final Policy Statement on MiFID II on 3rd July. Two of CCL’s directors, Stuart Holman and Atma Dhariwal, discuss key points coming out of this important step in MiFID II’s implementation in the UK.

CCL Regulatory Update: India Edition - May & June 2017

This edition includes - Action Plan to Implement the Banking Regulation, SEBI Sets Up Panel on Strengthening Cyber Security, RBI Identifies Twelve Large NPA Accounts, SEBI Eases Restrictions on Nineteen Entities

CCL Regulatory Update: Middle East Edition - June 2017

This edition includes - GCC Countries Cut Diplomatic Ties with Qatar, Fourth EU Money Laundering Directive Effect on DIFC Branches and Subsidiaries, ADGM Makes Changes to Fund Regulations, Oman Issues Sukuk Regulation, DIFC Amendments to Legislation

CCL Regulatory Update: Middle East Edition - April & May 2017

This edition includes DIFC Announces Enactment of DIFC Laws Amendment Law 2017, ADGM Introduces First Calibrated Venture Capital Managers Framework in MENA Region,FCA and SFC Sign FinTech Cooperation Agreement, Bank of Ireland Fined for Breaching Money Laundering and Terror Financing Rules.

MiFID II Event - Key Impacts & Considerations

On the 13th June, CCL Compliance and CCL Academy co-hosted two briefings highlighting the key impacts of MiFID II for Sell-Side and Buy-Side Firms. These complimentary briefings were designed for compliance and training staff of financial services firms.

Regulatory Insights - Are You Ready For The Fourth EU Money Laundering Directive?

On the 26th June 2017, the Fourth EU Money Laundering Directive (“MLD4”) comes into force across Europe and through the UK’s Money Laundering, Terrorist Financing and Transfer of Funds Regulations 2017. The legislative change aims to embody the recommendations made by the Financial Action Task Force (“FATF”) and bring the EU to an equivalent standard.

CCL Regulatory Update: India Edition - April 2017

This edition includes - RBI Announces Draft Guidelines on Simplified Hedging Facility for Residents and Non-Residents, Investments by Foreign Portfolio Investors (FPIs) in Government Securities, SEBI Provides Clarity on Insider Trading Norms.

CCL Regulatory Update: Middle East Edition - March 2017

This edition includes - DFSA Hold Outreach Session for Registered Auditors, ADGM Sign CA with MAS, UAE Push for Gender Balance, Australia Establish Multi-Agency Anti-Money Laundering Unit, US Women Found Guilty of Financing Terrorism.