Our clients include both multinationals and start-ups across a broad spectrum of sectors including government agencies, regulators, industry bodies and a wide range of financial services firms from every part of the banking and securities sectors. Specifically:

  • Asset Management
  • Banking
  • Brokers & Dealers
  • Corporate Finance
  • Fund Management
  • FX
  • Wealth Management
  • Family Offices
  • CFD Traders

The CCL Group globally has assisted thousands of firms with their regulatory requirements, providing comprehensive advice and solutions based on international expertise and local experience.

"Our compliance monitoring framework is now so clear. It seems archaic that we were using spreadsheets, shared folders and emails to complete our monitoring programme. CCL C.O.R.E’s scheduled testing ensure that we don’t miss any second line assurance activity, and makes the workflow around field-work, escalation and resolution simple, visible and wholly more effective. CCL’s ongoing support and regulatory advice make this solution complete."
Head of Central Compliance, Global Asset Management