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Ralph Lindeyer, FCA
Stuart Holman LLM
John McLaughlin BSc., ACMA
Atma Dhariwal

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Graham Harding
David Dobell MA
Peter Brown
Terry Douglas FIIA, C.F.E.
Tony Rawlins
Hilary Spivey BSc., ACA, ATII

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News

[06/02/2012] Delivering a twin peaks regulatory model within the FSA
[03/02/2012] FSA review into sale and rent back finds widespread poor practice and sees market temporarily closed
[02/02/2012] FSA announces annual funding requirement for 2012/13
[31/01/2012] FSA bans and fines former JC Flowers UK CEO Ravi Sinha GBP2.86m for fraudulent invoicing scheme
[30/01/2012] FSA announces a new investment banking senior advisor
[27/01/2012] Former compliance officer at Greenlight Capital and JP Morgan Cazenove trader fined
[26/01/2012] FSA consults on changes to the Listing Rules
[25/01/2012] New orthodoxy for conduct regulation - fair deal for consumers
[25/01/2012] David Einhorn and Greenlight Capital Inc fined GBP7.2m for trading on inside information in Punch Taverns Plc.
[18/01/2012] FSA imposes GBP2.17 million fine for failure by Direct Line and Churchill to conduct their businesses with due skill, care and diligence
[11/01/2012] Richard Joseph charged with insider dealing
[09/01/2012] FSA appoints new Board Chairman for Financial Services Compensation Scheme
[21/12/2011] FSA secures interim injunctions and freezing orders to protect consumers from unauthorised land banking firms
[19/12/2011] FSA puts common sense at the heart of mortgage lending
[19/12/2011] FSA fines Combined Insurance Company of America GBP2.8 million for putting its customers at risk of being treated unfairly
[16/12/2011] FSA bans and fines former UBS adviser GBP150,000 for not being fit and proper
[15/12/2011] Management consultant found guilty of insider dealing and sentenced to two years
[15/12/2011] FSA obtains another High Court decision to protect consumers from unauthorised land banking firms
[14/12/2011] FSA moves to raise consumer awareness of deposit protection
[13/12/2011] FSA appoints John Spence as non-executive director of the Money Advice Service
[12/12/2011] FSA Board publishes report into the failure of the Royal Bank of Scotland
[09/12/2011] FSA publishes the policy statement on the review of the covered bond regime
[09/12/2011] FSA and HM Treasury confirm rules on the transfer of regulatory responsibility for credit unions in Northern Ireland
[08/12/2011] FSA fines Integrated Financial Arrangements plc GBP3.5m for client money breaches
[07/12/2011] FSA sets out its expectations of non-executive directors in managing risks to retail customers
[05/12/2011] FSA fines HSBC GBP10.5million for mis-selling products to elderly customers
[02/12/2011] FSA appoints Paul Stockton as non-executive director of the FSCS
[29/11/2011] Court of Appeal upholds High Court decision to wind up firms offering satellite warranties, following FSA intervention
[28/11/2011] FSA warns against 'toxic' traded life policy investments
[23/11/2011] FSA appoints Sir Nicholas Montagu as chairman of the Financial Ombudsman Service
[23/11/2011] Two arrests made in FSA investigation into unauthorised financial advisors
[22/11/2011] FSA fines and bans hedge fund Compliance officer GBP14,000 for failing to act with due skill, care and diligence
[17/11/2011] FSA bans broker for insurance fraud and fines him GBP195,117
[16/11/2011] Arrests made in FSA land banking investigation
[15/11/2011] FSA fines McInroy & Wood Limited for client money breaches
[09/11/2011] FSA proposes rules to protect unit-linked policyholders
[09/11/2011] FSA fines Dubai based investor US$ 9.6 million for market abuse
[08/11/2011] Coutts fined GBP6.3m for failings relating to its sale of an AIG fund
[04/11/2011] FSA appoints new communications director
[02/11/2011] FSA publishes review of firms' structured product design processes and proposes new guidance on retail product development
[01/11/2011] FSA and OFT publish draft guidance on payment protection products
[31/10/2011] MF Global UK enters Special Administration Regime
[27/10/2011] FSA increases customer protection in packaged account market
[25/10/2011] FSA fines Credit Suisse UK GBP5.95 million for systems and control failings
[20/10/2011] The Mansion House City Banquet speech
[14/10/2011] FSA and SEC host roundtable discussion on market structures
[13/10/2011] FSA and SEC hold Strategic Dialogue Meeting
[30/09/2011] Credit creation and social optimality - a speech by Lord Turner
[29/09/2011] FSA fines Towry Investment Management Ltd GBP494,900 for providing incorrect information to the FSA and client money failures
[23/09/2011] FSA confirms Norwich & Peterborough Building Society merger with the Yorkshire Building Society
[08/09/2011] Swift 1st Limited fined over mortgage arrears failings and will pay an estimated GBP2.35 million in customer redress
[02/09/2011] Tribunal directs FSA to publicly censure trader for market abuse
[01/09/2011] FSA obtains High Court injunction to stop market manipulation
[31/08/2011] FSA decides to fine firm GBP8m for market abuse
[31/08/2011] FSA and HM Treasury publish joint consultation paper on the transfer of regulatory responsibility for credit unions in Northern Ireland
[30/08/2011] FSA publishes amount of redress paid to PPI complainants in first half of 2011
[22/08/2011] Three sentenced to jail for operating GBP27.5m boiler room scam
[16/08/2011] FSA fines Sir Ken Morrison GBP210,000 for Disclosure and Transparency Rules failings
[15/08/2011] Tribunal upholds FSA decision to ban and fine hedge fund CEO and CFO GBP2.1m for deceiving investors and market abuse
[09/08/2011] FSA publishes Recovery and Resolution Plans consultation
[04/08/2011] Investment banker and two associates charged with insider dealing
[02/08/2011] FSA enters into an agreement to sell TRS to the London Stock Exchange
[01/08/2011] FSA publishes new rules for platforms
[21/07/2011] FSA fines Willis Limited GBP6.895 million for anti-bribery and corruption systems and controls failings
[20/07/2011] FSA takes action against directors of IFA firm for recommending unsuitable investments
[12/07/2011] FSA fines two former directors of Alpha to Omega IFA network
[05/07/2011] FSA bans two insurance brokers for misconduct
[29/06/2011] FSA continues its crackdown on land banking with another High Court decision protecting consumers
[28/06/2011] One arrested as FSA continues clamp down on unauthorised business
[28/06/2011] Financial Services Authority hosts conference to launch debate about the future of conduct regulation
[27/06/2011] FSA launches FCA approach document
[24/06/2011] Financial Services Compensation Scheme Board appointments
[23/06/2011] FSA holds its Annual Public Meeting
[22/06/2011] Tracey McDermott addresses FSA Financial Crime Conference
[21/06/2011] FSA Announces GBP54 million Package for CF Arch cru investors
[20/06/2011] Prudential Regulation Authority: the future approach to insurance supervision
[14/06/2011] FSA secures its first criminal conviction for boiler room fraud. Approved person also fined and prohibited from significant influence functions.
[14/06/2011] FSA publishes Product Intervention feedback statement
[14/06/2011] FSA bans and fines self employed trader GBP700,000 for market abuse
[13/06/2011] FSA grants temporary extension for some PPI complaints
[13/06/2011] FSA publishes Annual Report for the year 2010/11
[08/06/2011] FSA winds up one unauthorised land bank and secures a world-wide injunction against another
[01/06/2011] FSA censures BDO LLP for failings as a sponsor
[27/05/2011] FSA confirms new consumer complaint handling rules and an increase to the Financial Ombudsman award limit to GBP150,000
[25/05/2011] FSA fines Bank of Scotland GBP3.5 million for complaint handling failures and secures GBP17 million compensation for customers
[24/05/2011] FSA fines individual GBP1m and secures first final High Court injunction to prevent market abuse
[19/05/2011] Prudential Regulation Authority: the future approach to banking supervision
[12/05/2011] Two FSA decision notices referred to the Tribunal
[09/05/2011] FSA welcomes the BBA and Nemo's decision to accept the High Court's PPI judgment
[05/05/2011] FSA welcomes announcement of independent reviewers for RBS report
[20/04/2011] FSA welcomes the High Court's dismissal of the BBA's judicial review of new PPI complaints handling measures
[19/04/2011] FSA bans four more brokers for mortgage fraud as the Tribunal dismisses broker's appeal
[18/04/2011] FSA fines N&P GBP1.4 million and agrees GBP50 million for customers and FSCS
[14/04/2011] FSA takes action against two firms of IFAs over the promotion of complex investment products
[06/04/2011] FSA and HM Treasury publish joint consultation paper on covered bond regulation
[25/03/2011] FSA confirms final rules for auditors' client assets reports
[22/03/2011] FSA publishes Business Plan for 2011/12
[17/03/2011] FSA publishes its Prudential Risk Outlook
[16/03/2011] FSA chairman spells out regulatory challenges beyond Basel III
[15/03/2011] FSA fines ActivTrades Plc GBP85,750 for client money failings
[10/03/2011] FSA and FRC publish feedback on the role of auditors
[10/03/2011] FSA announces a new senior advisor
[28/02/2011] FSA publishes first Retail Conduct Risk Outlook
[24/02/2011] FSA consults on improving protection for with-profits policyholders
[22/02/2011] FSA fines DB Mortgages for irresponsible lending and poor treatment of customers in arrears
[16/02/2011] Pension switching firms in Barnsley and Milton Keynes fined by the FSA
[10/02/2011] FSA and Bank of England announce new draft code of practice for auditors and supervisors
[09/02/2011] Former City worker banned for performing a significant influence function without FSA approval
[07/02/2011] FSA bans and fines corporate finance advisor GBP150,000 for market abuse
[02/02/2011] FSA appoints Martin Wheatley as managing director, consumer and markets business unit
[02/02/2011] Management consultant appears in Court charged with insider dealing
[02/02/2011] Investment banker, his wife and family friend sentenced for insider dealing
[01/02/2011] FSA announces annual funding requirement for 2011/12
[28/01/2011] Francois de Dietrich sentenced to 18 months imprisonment for failure to comply with Court Order and to cooperate with FSA investigation
[26/01/2011] JJB Sports PLC fined GBP455,000 for failing to disclose information to the market
[26/01/2011] FSA levies GBP1.12m fine on Barclays Capital for client money breaches
[25/01/2011] FSA confirms transfer of business of Kent Reliance Building Society to OneSavings plc money held in sterling money market deposits.
[25/01/2011] FSA bans five individuals and fines one, bringing the total number of mortgage intermediary prohibitions to 101
[25/01/2011] FSA opens public debate on product intervention
[21/01/2011] Former senior manager sentenced to 27 months in prison for insider dealing and money laundering
[20/01/2011] FSA confirms professional standards for investment advisers from 2013
[20/01/2011] FSA fines spread bet broker GBP490,000 for transaction reporting failures
[19/01/2011] FSA fines and bans two partners of Clark Rees LLP GBP28,000 for advice failings in relation to Unregulated Collective Investment Schemes (UCIS)
[18/01/2011] FSA fines Barclays GBP7.7 million for investment advice failings and secures as much as GBP60 million in redress for customers
[17/01/2011] FSA and FRC extend co-operation and information exchange on audit issues
[13/01/2011] Former analyst fined GBP50,000 for disclosing misleading information
[11/01/2011] FSA fines RBS and NatWest GBP2.8m for poor complaint handling
[10/01/2011] Investment banker, his wife and family friend plead guilty to insider dealing
[06/01/2011] Director fined and banned over GBP2 million insurance fraud
[23/12/2010] Kent Reliance Building Society and OneSavings plc: Confirmation Hearing Details
[22/12/2010] FSA and HM Treasury publish joint consultation paper on implementation of the UCITS IV Directive
[17/12/2010] FSA confirms changes to the existing training and competence regime
[17/12/2010] FSA publishes revised Remuneration Code
[17/12/2010] New deposit guarantee limit to be GBP85,000
[16/12/2010] Managing director banned and fined GBP750,000 for mismarking
[16/12/2010] FSA fines Scottish Equitable Plc GBP2.8m and announces redress of GBP60m for customers
[15/12/2010] Chartered accountants fined and banned for assisting multi-million pound boiler room share scam
[14/12/2010] FSA fines and bans former stockbrokers for market abuse
[13/12/2010] FSA Chief Executive outlines progress in reforming supervisory practices
[09/12/2010] FSA secures winding-up orders against two unauthorised firms operating a bio-fuels collective investment scheme
[07/12/2010] FSA contacts 49,000 people to warn them they could be targets of boiler room share fraudsters
[06/12/2010] FSA announces appointment of two senior advisors
[06/12/2010] FSA bans Graham Betton for market abuse
[01/12/2010] FSA, SEC and DoJ investigation leads to two people being charged by the SEC with insider dealing in the U.S.
[26/11/2010] Senior manager found guilty of insider dealing and money laundering
[26/11/2010] FSA commences action against firms offering unauthorised satellite television warranties
[25/11/2010] Five charged with insider dealing
[17/11/2010] FSA publishes platform proposals
[16/11/2010] FSA recommends changes to mortgage sales to achieve a sustainable mortgage market
[15/11/2010] FSA and SEC hold Strategic Dialogue meeting
[10/11/2010] FSA consults on remuneration disclosure requirements
[09/11/2010] FSA consults on changes to its handbook following government reforms to workplace pension schemes
[09/11/2010] FSA Know Your Rights booklet published today
[04/11/2010] FSA fines mortgage lender and its director for irresponsible lending and unfair treatment of customers in arrears
[02/11/2010] FSA insider dealing investigation: search warrants executed in the UK and Germany and two arrested
[20/10/2010] FSA wins market abuse case in the Tribunal
[14/10/2010] FSA bans entertainment insurance broker for attempting to overcharge a client
[12/10/2010] FSA bans three fraudulent mortgage brokers and imposes fines totalling more than GBP400,000
[12/10/2010] FSA granted new consumer redress power
[08/10/2010] FSA to contest the BBA's judicial review of new PPI complaints handling measures
[04/10/2010] FSA chief addresses the role that culture and ethics play in shaping behaviour and judgements
[30/09/2010] FSA pushes for further improvements in firms' complaints handling standards
[29/09/2010] FSA bans partner at First Colonial Investments LLP for governance failings
[28/09/2010] Broker banned and fined GBP252,239 for payment of cash kickbacks
[27/09/2010] FSA consults on improving auditors' reports on client assets
[27/09/2010] Mortgage broker's permission cancelled and individual fined for failing to be open with the FSA
[22/09/2010] FSA hands out three fines for failings related to Lehman-backed structured product sales
[21/09/2010] FSA Chairman welcomes the decisions reached on the Basel III package of capital and liquidity reforms
[20/09/2010] FSA announces CFEB Chairman
[20/09/2010] FSA and FINRA sign cooperation agreement
[10/09/2010] Man arrested in FSA insider dealing investigation
[09/09/2010] FSA fines Goldman Sachs International GBP17.5 million for weaknesses in controls resulting in failure to provide FSA with appropriate information
[07/09/2010] FSA Board appointment
[02/09/2010] FSA fines Moneywise IFA Limited for advice failings in relation to platforms
[02/09/2010] FSA bans insurance broker David Marriott for persistent misuse of client money
[31/08/2010] Action taken against two brokers for mortgage fraud failings
[25/08/2010] FSA outlines a fundamental review of trading activity regulation
[25/08/2010] FSA fines Societe Generale GBP1.575 million for failures in transaction reporting
[24/08/2010] FSA fines Zurich Insurance GBP2,275,000 following the loss of 46,000 policy holders' personal details
[17/08/2010] FSA gets tough on insurance fraud with bans for five individuals and one of the largest ever fines against an insurance broker
[10/08/2010] FSA confirms measures to reform PPI market and protect consumers
[03/08/2010] FSA fines Royal Bank of Scotland Group GBP5.6m for UK sanctions controls failings
[03/08/2010] FSA confirms Stroud & Swindon Building Society merger with the Coventry Building Society
[30/07/2010] FSA censures The Garrison Finance Centre Limited for geared traded endowment policies advice failings
[29/07/2010] FSA consults on changes to its Remuneration Code
[28/07/2010] A new approach to regulation
[28/07/2010] FSA censures and bans three directors from acting as senior managers for falling short of FSA standards
[27/07/2010] FSA bans and fines former Northern Rock finance director GBP320,000 for misreporting mortgage arrears figures
[27/07/2010] Ongoing supervision of FSA firms
[23/07/2010] FSA implements new powers granted by Financial Services Act 2010
[23/07/2010] FSA announces tougher prudential standards for credit unions
[23/07/2010] FSA statement on the publication of CEBS stress tests
[20/07/2010] FSA secures GBP3.7 million compensation for victims of Upton & Co unauthorised collective investment scheme
[19/07/2010] FSA fines father and son for market abuse
[15/07/2010] Redstone Mortgages Limited fined GBP630,000 for unfair treatment of some customers in arrears
[13/07/2010] FSA moves to make sure all borrowers with a new mortgage can afford it
[13/07/2010] FSA Chairman calls for debate
[09/07/2010] FSA fines network director for putting customers at risk of receiving unsuitable advice on PPI
[08/07/2010] FSA bans three insurance professionals for a GBP2 million fraud
[08/07/2010] FSA fines Gateshead IFA GBP21,000 for pension switching advice failings
[07/07/2010] FSA fines three partners at Sheffield mortgage broker for systems and controls failures
[06/07/2010] FSA fines former CEO of Sibir GBP350,000 for market abuse
[05/07/2010] Five banned, and one fined GBP130,000 and banned, as FSA continues crack down on mortgage fraud
[29/06/2010] FSA and FRC look to enhance auditors' contribution to prudential regulation
[29/06/2010] High Court orders Pruthi, Anderson and Peacock to pay GBP115m to the FSA
[29/06/2010] FSA publishes review of with-profits sector
[29/06/2010] FSA fines and bans oil futures broker for market abuse
[28/06/2010] FSA confirms list of Retail Distribution Review adviser qualifications
[25/06/2010] FSA demands tough standards from firms dealing with arrears and sale and rent back customers
[24/06/2010] FSA holds its Annual Public Meeting
[22/06/2010] Ex-hedge fund trader sentenced for insider dealing
[21/06/2010] Photo-Me fined GBP500,000 for delay in disclosing inside information
[21/06/2010] FSA fines Vantage GBP700,000 for failing to prevent an individual from performing a significant influence function without FSA approval
[17/06/2010] Should regulators judge culture?
[16/06/2010] FSA bans three individuals and fines two of them for mortgage fraud
[16/06/2010] FSA Chairman welcomes Chancellor's plans for regulatory reform
[14/06/2010] FSA appoints senior advisor
[10/06/2010] FSA publishes annual report for the year 2009/10
[09/06/2010] FSA takes action against two insurance brokers for failing to protect client money and assets
[08/06/2010] Former stockbroker charged for boiler room related offences
[07/06/2010] FSA fines Close Investments Ltd GBP98,000 for client money breaches
[07/06/2010] FSA fines Rowan Dartington & Co Ltd GBP511,000 for client money breaches
[04/06/2010] FSA consults on changes to the existing training and competence regime
[04/06/2010] FSA bans Swindon based mortgage broker for breaching a settlement agreement and lying to the FSA
[03/06/2010] FSA levies largest ever fine of GBP33.32m on J.P.Morgan Securities Ltd for client money breaches
[03/06/2010] FSA v Andrew King and Michael McFall
[02/06/2010] FSA fines and bans commodity broker for market abuse
[28/05/2010] FSA introduces temporary rule to give recent PPI complainants more time to refer complaints to the Financial Ombudsman Service
[25/05/2010] FSA bans John White, a former Seymour Pierce employee, for fraud involving client and company money
[21/05/2010] FSA bans inter-dealer broker
[20/05/2010] FSA fines Simon Eagle GBP2.8m and bans him from financial services for deliberate market abuse
[19/05/2010] FSA contacts 38,000 people to warn them they are targets of boiler room share fraudsters
[19/05/2010] One arrested in FSA and CoLP insider dealing investigation
[18/05/2010] FSA statement on Johnny Cameron
[14/05/2010] Financial Services Authority confirms Chesham Building Society merger with the Skipton Building Society
[13/05/2010] FSA prohibition of Andrew Greystoke and ?400,000 fine on him and Atlantic Law LLP for aiding multi-million pound boiler room share scam upheld
[12/05/2010] FSA censures Integrity Financial Solutions Limited for geared traded endowment policy sales and promotion failings
[05/05/2010] FSA fines Alpari and its former money laundering reporting officer, Sudipto Chattopadhyay for anti-money laundering failings
[30/04/2010] FSA bans three individuals and fines a fourth for mortgage fraud and advice failings
[28/04/2010] FSA takes tough action against poor complaint handling in banks
[28/04/2010] Financial Services Authority charges ex-hedge fund trader
[27/04/2010] FSA fines Commerzbank for failures in transaction reporting
[26/04/2010] FSA consults on use of certain new powers granted by the Financial Services Act 2010
[22/04/2010] FSA imposes fines of GBP4.25m on Winterflood and two traders for market abuse following success in Court of Appeal
[16/04/2010] FSA fines London IFA GBP24,500 for pension switching advice failings
[16/04/2010] FSA fines and bans Patel and Chhabra for repeated market abuse
[15/04/2010] London stock broking firm and senior director fined for penny share failings
[15/04/2010] The Financial Services Authority (FSA) today announced the appointment of Tony Hobman as the chief executive of the newly created Consumer Financial Education Body (CFEB).
[13/04/2010] FSA fines and bans former Northern Rock deputy chief executive and credit director for misreporting mortgage arrears figures
[12/04/2010] FSA bans and fines North West London mortgage broker for submitting fraudulent mortgage applications
[12/04/2010] Kensington Mortgage Company Limited fined GBP1.225 million for unfair treatment of some customers in arrears and will pay estimated GBP1.066 million customer redress
[09/04/2010] More than GBP150 million in redress but further industry action needed as FSA updates on pension switching
[08/04/2010] FSA issues fines totalling GBP4.2m for transaction reporting failures
[06/04/2010] FSA appoints new director
[01/04/2010] FSA bans independent financial adviser for not having appropriate systems and controls in place
[31/03/2010] Seven charged in FSA insider dealing investigation
[30/03/2010] FSA consults on enhanced client asset protection
[30/03/2010] FSA commences criminal proceedings against third individual for insider dealing
[26/03/2010] FSA introduces additional guidance for building societies
[26/03/2010] FSA publishes rules on adviser charging
[25/03/2010] FSA wins summary judgment against Pruthi, Anderson and Peacock
[24/03/2010] Seventh individual arrested in FSA and SOCA insider dealing investigation
[23/03/2010] FSA publishes Mortgage Market Review Feedback Statement
[23/03/2010] Six arrested in FSA and SOCA insider dealing investigation
[19/03/2010] Financial Services Authority confirms Chelsea Building Society merger with the Yorkshire Building Society
[17/03/2010] FSA publishes Business Plan for 2010/11
[17/03/2010] FSA Chairman discusses potential for new macroprudential policy tools to manage credit and asset price instability
[16/03/2010] FSA bans trader for 'mis-marking'
[15/03/2010] Investment banker and wife charged with insider dealing - third suspect arrested in Mayotte
[15/03/2010] FSA and Police contact 1,000 share fraud targets after seizing another boiler room 'master list'
[12/03/2010] FSA CEO outlines new conduct regulation strategy - consumer protection through early intervention
[11/03/2010] New joint committee proposed to enhance consumer protection
[11/03/2010] Former Cazenove broker sentenced to 21 months in prison for insider dealing
[10/03/2010] FSA publishes Financial Risk Outlook
[10/03/2010] Former Cazenove partner found guilty of insider dealing
[09/03/2010] FSA update on PPI reforms
[03/03/2010] FSA fines IFA director GBP49,000 for putting customers at risk of receiving poor pension switching advice
[02/03/2010] FSA fines and bans Bromley mortgage broker for submitting fraudulent mortgage applications
[01/03/2010] FSA finalises new framework for financial penalty-setting
[25/02/2010] FSA fines national financial advice firm GBP700,000 for failings relating to Lehman-backed structured product sales
[24/02/2010] FSA censures Park Row, announces a customer redress exercise up to GBP7.8m and fines former CEO GBP49,000
[24/02/2010] FSA issues warning about new share scam
[23/02/2010] FSA returns GBP270,000 to victims of share fraud
[18/02/2010] Glasgow stock broker firm fined GBP101,500
[17/02/2010] Semperian Limited Partnership pleads guilty to change in control offence
[17/02/2010] FSA takes robust action against Wills & Co to stop it putting customers at risk
[16/02/2010] Three Turkish oil company executives fined GBP1.16m for market abuse
[15/02/2010] FSA chairman says past assumptions about the benefits of unlimited financial services liberalisation and innovation have to be challenged
[15/02/2010] FSA bans London based mortgage broker for incompetence and failing to prevent mortgage fraud
[12/02/2010] FSA announces annual funding requirement for 2010/11
[05/02/2010] Director banned by FSA for Client Money failings
[04/02/2010] FSA bans West London mortgage broker for submitting fraudulent applications
[03/02/2010] FSA bans hedge fund manager and fines him GBP140,000 for 'mis-marking'
[01/02/2010] FSA and Police launch 'Operation WARN' to prevent thousands of people from becoming victims of share fraud
[01/02/2010] FSA targets small cap sales practices
[01/02/2010] SEC and UK FSA Hold Fifth Meeting of the SEC-FSA Strategic Dialogue
[29/01/2010] FSA introduces further protections for sale and rent back customers
[29/01/2010] Three arrested in FSA insider dealing investigation
[28/01/2010] FSA outlines latest steps to address corporate governance at firms
[27/01/2010] Derbyshire firm and its two partners fined a total of GBP49,000
[26/01/2010] FSA sets out new steps to ensure that borrowers in arrears are treated fairly and to reduce levels of mortgage fraud
[21/01/2010] FSA Chairman calls for close engagement between accounting standard setters and prudential regulators of banks
[21/01/2010] FSA outlines concerns about firms' handling of clients' money and assets
[20/01/2010] FSA fines and bans Bolton mortgage broker for failing to act with competence and capability
[20/01/2010] FSA fines Standard Life GBP2.45m for serious systems and controls failures
[19/01/2010] Insurance fraudster banned by FSA for deceiving customers out of almost GBP400k
[18/01/2010] FSA removes director's approval to hold senior positions for two years
[14/01/2010] FSA bans insurance broker for failing in his duties as a director
[12/01/2010] FSA takes action against London mortgage broker for lack of openness and co-operation with the regulator
[11/01/2010] Research analyst and spread better friend committed market abuse, says Tribunal
[07/01/2010] FSA fines Northern Ireland mortgage firm for failing to prevent fraud and bans one of its partners
[06/01/2010] FSA starts criminal proceedings against former iSOFT directors
[05/01/2010] FSA appoints consumer senior advisor
[17/12/2009] Director fined GBP75,000 and banned from the industry for lying to FSA
[17/12/2009] Toronto Dominion fined GBP7m for repeated failings
[16/12/2009] FSA consults on raising professional standards for all investment advisers
[16/12/2009] FSA bans partner for failing to manage affairs of her mortgage firm properly
[11/12/2009] FSA strengthens stress testing regime
[11/12/2009] FSA appoints a new senior advisor
[10/12/2009] FSA consults on strengthening firms' capital standards
[10/12/2009] Corporate broker intern and his father receive 12 and 24 month prison sentences respectively for insider dealing
[08/12/2009] FSA publishes feedback statement on remuneration
[07/12/2009] FSA bans broker for high pressure sales techniques and widespread systems and controls failings
[07/12/2009] New Chairman of the Practitioner Panel appointed
[02/12/2009] Insurance broker brothers banned for concealing criminal record from FSA
[01/12/2009] FSA bans Northern Ireland mortgage broker for failing to treat customers fairly
[30/11/2009] FSA bans Essex mortgage broker for advice failings and not having appropriate systems and controls in place
[26/11/2009] FSA appoints senior advisors on governance and authorisation
[24/11/2009] FSA fines Nomura GBP1.75 million for inadequate systems and controls
[23/11/2009] Macro prudential tools vital to future financial stability
[17/11/2009] FSA fines former stockbroker GBP24,000 for market abuse
[13/11/2009] FSA fines and bans former UBS employee for helping conceal unauthorised trading losses
[13/11/2009] Jon Pain addresses mortgage industry on FSA's mortgage market review proposals
[11/11/2009] FSA proposes to strengthen prudential standards for credit unions
[11/11/2009] Mortgage broker banned for concealing true nature of governance arrangements from the FSA and for mortgage fraud
[10/11/2009] FSA to simplify system for calculating regulatory fees
[09/11/2009] FSA chief says cultural change needed to drive reform
[06/11/2009] FSA sets out new prudential regime for personal investment firms
[06/11/2009] Arrest made as FSA continues clamp down on share fraud
[05/11/2009] FSA fines UBS GBP8million for failing to prevent employees carrying out unauthorised transactions with customer money
[04/11/2009] Former corporate broker intern and father found guilty of insider dealing
[02/11/2009] FSA chairman says 'no silver bullet' to address 'too-big-to-fail' challenge
[29/10/2009] GMAC-RFC Limited fined GBP2.8million for unfair treatment of customers in arrears and repossessions and will pay up to GBP7.7m customer redress
[28/10/2009] FSA begins new banking regulation to promote fairness for consumers
[28/10/2009] Swinton to offer refunds on over 480,000 PPI policies following FSA intervention
[27/10/2009] FSA takes action to help investors with Lehman-backed structured products
[26/10/2009] FSA announces tough new code for financial reporting disclosure
[22/10/2009] FSA publishes further analysis on systemically important banks and the cumulative impact of capital and liquidity reform
[21/10/2009] FSA bans another East London broker for mortgage fraud
[19/10/2009] FSA sets out major reforms for the mortgage market
[14/10/2009] FSA outlines its approval and interview process for significant influence functions
[13/10/2009] FSA makes four new appointments to the Consumer Panel
[12/10/2009] FSA bans East London mortgage broker for misleading lenders
[08/10/2009] FSA fines Seymour Pierce GBP154,000 for failing to prevent employee fraud
[07/10/2009] Dresdner traders censured for abuse in debt market
[07/10/2009] FSA and firms reach agreement on MPPI
[06/10/2009] FSA chairman outlines factors for successful European regulation
[05/10/2009] FSA finalises far-reaching overhaul of UK liquidity regulation
[01/10/2009] FSA sets out policy on short selling
[30/09/2009] FSA publishes feedback to the Turner Review and associated discussion paper
[29/09/2009] FSA unveils tough measures to protect PPI consumers
[28/09/2009] FSA proposes significant strengthening of protections for sale and rent back customers
[23/09/2009] FSA reaffirms approach to consumer responsibilities
[22/09/2009] FSA chairman insists that the momentum for reform must be maintained
[17/09/2009] Sally Dewar addresses FSA Asset Management Sector conference
[16/09/2009] FSA warns penny share customers
[16/09/2009] FSA and SEC discuss approaches to global regulatory requirements
[15/09/2009] FSA bans mortgage broker for inadequate controls at his firm
[11/09/2009] FSA update on Lehmans-backed structured products
[10/09/2009] Mortgage broker fined GBP6,000 by court in FSA's first criminal prosecution for change of control failures
[10/09/2009] FSA and ABI launch pension calculator to help people plan for retirement
[09/09/2009] FSA fines firm GBP14,000 for financial advice failings
[08/09/2009] FSA fines Barclays GBP2.45m for failures in transaction reporting
[03/09/2009] FSA publishes industry-level complaints data to increase transparency
[02/09/2009] FSA fines broker for failing to prevent insider dealing
[01/09/2009] FSA takes action against chief executive of mortgage network for poor controls over appointed representatives
[27/08/2009] FSA appoints Julian Adams as director of retail firms division
[25/08/2009] FSA fines director for not disclosing information about adviser
[20/08/2009] FSA and CFTC to enhance regulatory cooperation and cross-border surveillance of oil markets
[19/08/2009] FSA bans and fines mortgage broker GBP70,000 for mortgage fraud
[19/08/2009] FSA provides clarity for activist shareholders
[12/08/2009] FSA confirms introduction of remuneration code of practice
[04/08/2009] FSA fines and bans Newcastle Home Loans and its directors for false information in mortgage applications
[03/08/2009] FSA bans Cornwall mortgage broker for fraud
[30/07/2009] FSA imposes public censure on Cheshire Life & Pensions
[27/07/2009] FSA confirms changes to the rules for approved persons
[24/07/2009] FSA announces changes to the Financial Services Compensation Scheme
[24/07/2009] FSA confirms changes to with-profits rules
[24/07/2009] FSA confirms transfer of business of Britannia Building Society to the Co-operative Bank plc
[22/07/2009] HSBC firms fined over GBP3m for information security failings
[22/07/2009] FSA grants new waiver to firms on complaints handling
[21/07/2009] FSA fines and bans directors for mismanaging investment scheme and fines firm for financial promotions failings
[17/07/2009] FSA appoints Gareth Adams as senior advisor
[15/07/2009] FSA bans director for inadequate control of his firm and winds up the business
[15/07/2009] Empowering consumers through improving financial capability
[13/07/2009] FSA bans Essex mortgage broker for fraud
[09/07/2009] FSA plans better information for consumers on firms' complaints handling
[09/07/2009] FSA bankrupts fraudulent mortgage broker for non-payment of financial penalty
[06/07/2009] FSA proposes bigger fines to achieve credible deterrence
[03/07/2009] FSA bans East London mortgage broker for fraud
[02/07/2009] FSA fines director for appointed representative control failings
[02/07/2009] Financial Services Authority announces final stage of operational reforms with new integrated operating structure
[02/07/2009] Adam Phillips appointed Chairman of Financial Services Consumer Panel
[30/06/2009] FSA chairman tells bankers radical changes in regulation essential
[29/06/2009] Lord Turner appointed chair of FSB's Standing Committee for Supervisory and Regulatory Co-operation
[26/06/2009] FSA bans director for inadequate supervision of his firm
[26/06/2009] UK short selling disclosure regime extended
[25/06/2009] FSA details the enhanced standards people can expect from all investment advisers
[24/06/2009] FSA publishes Annual Report for 2008/09
[22/06/2009] FSA refers firms to enforcement in clampdown on poor mortgage arrears handling
[16/06/2009] Finance director and two lawyers charged with insider dealing
[16/06/2009] FSA bans South London mortgage broker for fraud
[15/06/2009] New Insurance Sector Director at the FSA
[10/06/2009] FSA bans broker for failings on mortgage fraud prevention
[09/06/2009] Britannia Building Society and Co-operative Financial Services Limited/Co-operative Bank plc: Confirmation Hearing Details
[08/06/2009] Keydata Investment Services Ltd
[05/06/2009] FSA consults on additional guidance for building societies
[04/06/2009] FSA proposes extension of separate deposit protection limits
[03/06/2009] FSA to protect sale and rent back customers
[01/06/2009] Financial Services Compensation Scheme Board appointments
[01/06/2009] FSA proposes to extend short selling disclosure regime
[28/05/2009] Six arrested in FSA insider dealing investigation
[28/05/2009] FSA statement on its use of stress tests
[26/05/2009] FSA bans and fines trader GBP140,000 for unauthorised 'pre-hedging'
[20/05/2009] FSA bans trader for concealing his trading position
[14/05/2009] FSA bans Bradford mortgage broker for mortgage fraud
[13/05/2009] FSA fines Morgan Stanley GBP1.4m for failing to prevent trader mis-marking and fines and bans Matthew Sebastian Piper
[12/05/2009] Lord Turner addresses FSA mortgage conference
[11/05/2009] FSA bans and fines mortgage broker GBP101, 279 for fraud
[07/05/2009] FSA calls for more effective governance and risk management at firms
[06/05/2009] Seven arrests in FSA operation on boiler rooms
[30/04/2009] FSA bans East London mortgage broker for involvement with fraud
[29/04/2009] Hedge fund manager banned and fined GBP35,000 for mismarking trading positions to hide losses
[27/04/2009] Over 65s most likely to be targeted by share fraudsters, warns FSA
[27/04/2009] FSA chairman expands on themes from Turner Review
[24/04/2009] New banking regulation promotes fairness for consumers
[24/04/2009] FSA implements changes to simplify Financial Services Compensation Scheme
[16/04/2009] FSA bans and fines mortgage broker GBP100,000 for fraud
[14/04/2009] Real help for North West and North East through GBP12m Moneymadeclear service pathfinder
[09/04/2009] FSA confirms Industry Guidance designed to help more efficient transfer of investment fund units
[08/04/2009] FSA bans directors of mortgage firm for failings on financial crime prevention
[06/04/2009] FSA bans director for advice failings
[06/04/2009] FSA wins case to ban former chief executive of Gen Re business unit
[02/04/2009] FSA wins market abuse case against Winterflood
[31/03/2009] Two arrested in FSA insider dealing investigation
[31/03/2009] FSA consults on extra deposit protection for temporary high balances
[30/03/2009] FSA bans London mortgage broker for fraud
[27/03/2009] Solicitor and his father-in-law found guilty in FSA insider dealing case
[24/03/2009] FSA censures broker for advice failings on self-certified mortgages
[20/03/2009] FSA confirms Scarborough Building Society merger with the Skipton Building Society
[19/03/2009] FSA fines insurance claims handler for network control failings and for misleading clients
[18/03/2009] The FSA publishes "The Turner Review": a wide-ranging review of global banking regulation
[18/03/2009] FSA publishes consultation paper on remuneration
[11/03/2009] Renbe Associates banned for submitting false and misleading information to the FSA
[09/03/2009] FSA continues to strengthen enforcement team
[03/03/2009] New Contracts for Difference disclosure regime to take effect in June
[02/03/2009] FSA bans Wakefield mortgage broker for fraud
[26/02/2009] FSA publishes code of practice on remuneration policies
[24/02/2009] FSA wants all firms to stop selling single premium PPI
[23/02/2009] FSA consults further on change to with-profits rules
[17/02/2009] FSA plans proportionate regime for regulating Reclaim Funds
[17/02/2009] FSA appoints Mark Norris as chief operating officer
[16/02/2009] FSA bans broker for mortgage fraud
[12/02/2009] FSA publishes its 2009/10 Business Plan
[09/02/2009] FSA secures over GBP1 million for victims of share scam
[09/02/2009] FSA publishes Financial Risk Outlook
[06/02/2009] FSA regulation aims to address consumer problems in sale and rent back market
[06/02/2009] FSA proposes enhanced transparency requirements on short selling for all stocks
[04/02/2009] FSA fines AIM company director for market abuse
[30/01/2009] FSA fines broker for advice failings on self-certified mortgages
[30/01/2009] Scarborough and Skipton Building Societies: merger confirmation hearing
[28/01/2009] Pacific Continental former chief executive and former finance director both banned and fined GBP80,000 and GBP95,000
[26/01/2009] Legacy Financial Planning Ltd fined GBP28,000 for failing to adequately explain risk to investors
[26/01/2009] FSA bans Liverpool mortgage adviser
[23/01/2009] Entertainment Rights plc fined GBP245,000 for 78 days delay in disclosing inside information
[22/01/2009] FSA extends waiver to firms on complaints handling
[21/01/2009] FSA chairman sets out agenda for reforming financial regulation
[20/01/2009] Wolfson fined GBP140,000 for delaying disclosure of inside information
[20/01/2009] Update on FSA work on the sale of PPI
[19/01/2009] FSA bans and fines broker GBP101,106 for mortgage fraud - also bans second broker
[14/01/2009] Belgian private investor fined GBP176,254 for market abuse
[14/01/2009] FSA confirms extension of short selling disclosure regime
[13/01/2009] FSA and HM Treasury announce partners to help deliver Money Guidance
[12/01/2009] FSA proposes to reduce rights issue subscription periods
[09/01/2009] FSA clarifies disclosure requirements for directors
[08/01/2009] FSA fines Aon Limited GBP5.25m for failings in its anti-bribery and corruption systems and controls
[07/01/2009] Insider Dealing: Financial Services Authority prosecutes Mr Neil Rollins
[07/01/2009] FSA consults on changes to financial compensation scheme
[05/01/2009] FSA proposes to extend short selling disclosure regime
[30/12/2008] FSA re-appoints Tim Herrington as Regulatory Decisions Committee chairman
[24/12/2008] Financial Services Authority confirms Barnsley Building Society merger with the Yorkshire Building Society
[23/12/2008] Two mortgage brokers banned for misleading the FSA
[19/12/2008] FSA consults on changes to the rules for approved persons
[19/12/2008] FSA to explore more widely the issue of consumer responsibility
[19/12/2008] FSA fines two individuals for market abuse
[16/12/2008] FSA confirms Catholic Building Society merger with the Chelsea Building Society
[11/12/2008] FSA response to Practitioner Panel survey
[11/12/2008] Oxfordshire businessman fined GBP35,000 for lying about FSA authorisation
[10/12/2008] Egg fined GBP721,000 and will compensate PPI customers
[08/12/2008] Shareholders: Your personal details might be on a fraudsters' database
[05/12/2008] FSA confirms Cheshire Building Society merger with the Nationwide Building Society
[05/12/2008] Barnsley and Yorkshire Building Societies: merger confirmation hearing
[05/12/2008] FSA takes action to address pension transfer advice failings
[04/12/2008] FSA consults on liquidity rules for banks, building societies and investment firms
[01/12/2008] Clearer segments will help improve listing regime
[28/11/2008] FSA asks mortgage firms to review arrears and repossessions practice
[27/11/2008] FSA move allows separate deposit protection limits
[27/11/2008] FSA publishes proposed changes to Personal Investment Firms' prudential requirements
[25/11/2008] FSA's Retail Distribution Review proposals seek to establish a new level of consumer trust and confidence
[21/11/2008] FSA confirms Derbyshire Building Society merger with the Nationwide Building Society
[19/11/2008] FSA welcomes Financial Services Skills Council's work to raise standards
[19/11/2008] Insurance Directors banned for failing to ensure firm complied with client money rules
[18/11/2008] FSA bans director Peter King and his firm New Forest Mortgage Company Ltd
[13/11/2008] Former UK ambassador and Belgian businessman fined for market abuse
[12/11/2008] FSA statement on the Treating Customers Fairly initiative
[12/11/2008] FSA concludes its review of insurance comparison websites
[12/11/2008] Cheshire and Nationwide Building Societies: merger confirmation hearing
[11/11/2008] FSA fines AWD Chase de Vere Wealth Management Ltd GBP1.12 million for mis-selling
[10/11/2008] FSA calls for greater international cooperation to tackle boiler room fraud
[05/11/2008] FSA bans mortgage brokers for advice failings
[04/11/2008] FSA consults on regulating retail banking conduct of business
[29/10/2008] FSA fines firm and MLRO for money laundering controls failings
[23/10/2008] FSA publishes contracts for difference feedback statement
[23/10/2008] FSA bans Lancashire broker for failing to insure consumers
[22/10/2008] Public Statement on the 30 day review of FSA's short selling measures
[20/10/2008] Half-a-million expectant parents across the UK to receive free financial guide from the FSA this year
[16/10/2008] Two directors of mortgage firm are fined GBP60,000
[16/10/2008] FSA fines mortgage broker for advice failings
[16/10/2008] FSA and HMT launch Moneymadeclear campaign to help people stay in control of their money
[09/10/2008] FSA fines two firms for advice failings in sales of geared traded endowment policies
[08/10/2008] Derbyshire and Nationwide Building Societies: merger confirmation hearing
[07/10/2008] Alliance & Leicester to pay GBP7 million fine for PPI failings
[03/10/2008] Compensation scheme to cover savers' claims up to GBP50,000
[02/10/2008] FSA fines York based investment firm GBP28,000 for advice failings
[30/09/2008] FSA bans and fines mortgage broker for serious regulatory failures
[30/09/2008] FSA censures two directors for poor compliance and sales practices
[30/09/2008] FSA update on its review of the sale of PPI
[29/09/2008] FSA expects firms to ensure suitable advice on transfers into SIPPs
[25/09/2008] Lender fined GBP1.12 million for exposing borrowers to financial loss
[23/09/2008] Universities call in the FSA Money Doctors as research shows a third of students are constantly overdrawn
[23/09/2008] FSA announces the appointment of two senior advisors
[19/09/2008] Insider Dealing: Two charged at City of Westminster Magistrates Court
[18/09/2008] FSA statement on short positions in financial stocks
[18/09/2008] Callum McCarthy: Comments on short positions in financial stocks
[18/09/2008] FSA Chairman addresses Lord Mayor's City Banquet
[08/09/2008] FSA censure for Coventry mortgage broker
[08/09/2008] Hedge Fund manager sanctioned by FSA for Market abuse
[04/09/2008] FSA fines mortgage firm GBP63,000 for serious regulatory failures
[02/09/2008] The FSA bans three directors for misusing client money
[28/08/2008] FSA consults on Payment Services Directive Handbook changes
[21/08/2008] FSA fines five motor dealers for PPI failings
[20/08/2008] FSA bans financial adviser for pension transfers failings
[19/08/2008] FSA issues alert about investor scam
[13/08/2008] FSA fines Credit Suisse GBP5.6m for systems and controls failings
[13/08/2008] FSA puts a stop to illegal UK based share scheme
[12/08/2008] FSA bans Doncaster mortgage broker for involvement in fraud
[11/08/2008] FSA bans and fines mortgage broker GBP100,000 for mortgage fraud
[08/08/2008] Investors to get money back from celebrity-endorsed betting syndicate
[07/08/2008] FSA announces change to RDR timetable
[05/08/2008] FSA reiterates call for firms to treat customers fairly in current market conditions
[01/08/2008] FSA concludes HBOS rumours investigation
[31/07/2008] FSA calls for the fair treatment of annuity customers
[30/07/2008] Liverpool Victoria Banking Services to pay GBP840,000 fine plus compensation to PPI customers following FSA investigation
[30/07/2008] FSA provides preliminary view of Aviva's proposed reattribution offer
[29/07/2008] Arrests made in major FSA insider dealing investigation
[28/07/2008] FSA fines Hastings GBP735,000 for not treating customers fairly
[28/07/2008] FSA appoints Jon Pain as Managing Director, Retail Markets
[25/07/2008] FSA to simplify guidance on investment disclosure
[24/07/2008] Insider dealing: Financial Services Authority prosecutes Mr Malcolm Calvert
[23/07/2008] FSA fines PMSG Insurance Services Ltd GBP35,000 and withdraws approval for its compliance officer for mortgage advice breaches
[23/07/2008] FSA welcomes Government proposals on credit unions and announces plans to toughen regulatory policy
[21/07/2008] FSA grants new waiver to firms on complaints handling
[21/07/2008] FSA imposes public censure on Mandrake Associates and prohibits director for failings in mortgage endowment complaints handling
[21/07/2008] Financial Services Authority to consult on changes to the Disclosure and Transparency Rules
[18/07/2008] FSA calls Money Guidance 'summit'
[16/07/2008] FSA bans mortgage partners for serious regulatory failures
[15/07/2008] FSA fines a mortgage firm GBP11,900 and bans adviser in relation to false mortgage applications
[10/07/2008] Former broker banned and fined GBP16,000 for dishonesty and using high pressure sales tactics
[09/07/2008] FSA bans and fines mortgage broker for serious regulatory failures
[08/07/2008] Companies urged to help protect shareholders from 'boiler room' scams
[07/07/2008] FSA bans and fines mortgage broker GBP129,000 for involvement in mortgage fraud
[07/07/2008] New help for people managing money worries
[02/07/2008] Contracts for Difference Policy Update
[01/07/2008] FSA fines IT professional GBP85,000 for market abuse
[30/06/2008] Firms urged to intensify efforts to meet December deadline to consistently treat customers fairly
[30/06/2008] FSA publishes Annual Report for 2007/08
[26/06/2008] FSA bankrupts 'boiler room' accomplice
[23/06/2008] FSA launches payment protection insurance comparison tables
[17/06/2008] Stockbroking firm fined GBP77,000 for weak data security controls
[13/06/2008] Financial Services Authority introduces disclosure regime for significant short positions in companies undertaking rights issues
[12/06/2008] Woolworths fined GBP350,000 for Disclosure Rule and Listing Principle breaches
[10/06/2008] FSA fines Chepstow mortgage broker for failures relating to self certification mortgages
[05/06/2008] Update on the thematic review of controls over inside information
[04/06/2008] Three senior advisors from industry join FSA
[04/06/2008] FSA seeks to close down UK's largest illegal 'landbanking' scheme
[03/06/2008] FSA launches 'can do' money website inspired by young adults for young adults
[03/06/2008] FSA consults on change to with-profits rules
[02/06/2008] FSA publishes final regulatory fees and levies for 2008/09
[30/05/2008] Financial Services Compensation Scheme Board appointments
[29/05/2008] New FSA travel insurance regulation will protect consumers
[27/05/2008] FSA launches debate on increasing transparency in regulation
[27/05/2008] FSA publishes industry feedback on liquidity requirements
[23/05/2008] New Financial Services Consumer Panel Chairman appointed
[22/05/2008] Mortgage broker censured for financial promotions and sales-related failings
[22/05/2008] FSA fines three mortgage brokers for poor mortgage sales procedures
[21/05/2008] FSA fines insurance firm GBP640,000 for call centre failings
[15/05/2008] FSA fines Thinc Group GBP900,000 for sub-prime record keeping failings
[12/05/2008] FSA fines Land of Leather and its Chief Executive for PPI failings
[08/05/2008] FSA calls for all insurance comparison websites to provide consumers with clear, fair and not misleading information
[07/05/2008] Hector Sants speaks at the Building Societies Association Annual Conference
[29/04/2008] FSA publishes Market Watch 26
[29/04/2008] FSA publishes an RDR Interim Report and feedback on the review of personal investment firms' prudential requirements
[24/04/2008] Do more to protect customers' personal details, warns FSA
[23/04/2008] Naguib Kheraj to advise FSA
[09/04/2008] Third party administrator fined GBP525,000 for customer document failings
[02/04/2008] FSA fines stockbroker GBP122,500 for poor sales practices
[31/03/2008] FSA confirms principles-based approach to platforms
[31/03/2008] Mortgage review findings will help shape future of FSA regime
[26/03/2008] FSA moves to enhance supervision in wake of Northern Rock
[20/03/2008] FSA publishes discussion paper on information transparency in the commercial insurance market
[19/03/2008] Management changes at the FSA
[19/03/2008] FSA fines firm for inadequate capital and for providing misleading information
[19/03/2008] FSA warns on market abuse
[14/03/2008] FSA suspends registration of Ethnic Mutual Ltd
[11/03/2008] FSA publishes commentary on systems and controls, in light of the Societe Generale 'rogue trader'
[10/03/2008] FSA appoints two new Directors
[06/03/2008] FSA launches consultation on the sponsor regime
[06/03/2008] FSA helps investors get GBP1million back from boiler rooms
[03/03/2008] FSA publishes new rules on telephone recording
[03/03/2008] FSA campaign to help homeowners worried about meeting their mortgage repayments
[03/03/2008] FSA to lead 'pathfinder project' delivering a national money guidance service
[27/02/2008] Hector Sants underlines commitment to risk-based regulation
[26/02/2008] FSA appoints Alexander Justham as Director of Markets
[22/02/2008] Further progress on access for retail customers to alternative investments
[19/02/2008] FSA proposes further simplification of investment advice disclosure
[13/02/2008] 'Fake' Stockbroker sentenced to 15 months.
[11/02/2008] FSA bans broker and fines him GBP21,000 for dishonesty and misleading customers
[06/02/2008] Financial Services Authority publishes its 2008/9 Business Plan
[29/01/2008] FSA publishes its 2008 Financial Risk Outlook
[22/01/2008] Insider Dealing: Two appear at City of London Magistrates' Court
[22/01/2008] FSA's enhanced strategy for small firms begins
[21/01/2008] Northern Rock
[16/01/2008] FSA fines HFC Bank GBP1.085 million for PPI failings
[14/01/2008] FSA publishes a review of the structure of the Listing Regime
[14/01/2008] FSA fines stockbroker GBP250,000 for using high pressure sales tactics
[10/01/2008] FSA appoints Sally Dewar as Managing Director, Wholesale
[28/12/2007] FSA survey finds people too scared to open their post-Christmas bills
[19/12/2007] FSA publishes a review of the liquidity requirements for banks and building societies
[19/12/2007] FSA imposes a public censure on PB Roberts Limited
[18/12/2007] New FSA travel insurance regime will protect consumers
[18/12/2007] FSA cuts back on detailed insurance selling rules but tightens up where customers are not being treated fairly
[17/12/2007] FSA fines Norwich Union Life GBP1.26m for exposing its customers to the risk of fraud
[17/12/2007] FSA bans pet insurance broker
[14/12/2007] FSA bans four individuals for dishonest behaviour in the reinsurance market
[14/12/2007] FSA and CONSOB sign regulatory cooperation agreement
[14/12/2007] FSA bans former Chief Executive of Insurance broker
[10/12/2007] FSA announces further work on commission disclosure and the commercial insurance market
[04/12/2007] FSA announces RDR timetable
[04/12/2007] FSA calls on lenders to protect themselves against a possible worsening of liquidity and credit risks
[03/12/2007] Firms must do more to ensure their Appointed Representatives treat customers fairly
[28/11/2007] FSA encourages growth of Islamic finance in the UK
[28/11/2007] FSA calls for all firms to ensure their promotional websites are fair, clear and not misleading
[26/11/2007] FSA will work with industry to improve mortgage advice - and clamp down on brokers unwilling to change
[21/11/2007] FSA publishes review of 'waiver' on the handling of complaints in relation to unauthorised overdraft charges
[19/11/2007] FSA fines two firms and bans a third for sub-prime failings
[16/11/2007] FSA fines Toronto Dominion Bank (London branch) GBP490,000 for systems and controls failings and bans Mr Simon Richard Brignall from carrying out regulated activities
[14/11/2007] FSA update on funds of alternative investment funds
[13/11/2007] Reformed funding model for Financial Services Compensation Scheme to operate from next year
[12/11/2007] FSA proposes greater disclosure of 'Contracts for Difference'
[06/11/2007] Financial Services Authority calls for renewed energy to deliver Treating Customers Fairly
[02/11/2007] Two men arrested in FSA's first criminal investigation on boiler rooms
[01/11/2007] FSA's new investment rules come into force
[31/10/2007] FSA fines stockbroker for poor risk warnings and advice
[18/10/2007] FSA fines mortgage firm for lifetime mortgage selling failures
[05/10/2007] Eligible Assets Directive implementation provides clarification for UCITS managers
[03/10/2007] Chris Pond appointed as Director of Financial Capability for the FSA
[02/10/2007] New measures to help small firms from FSA
[01/10/2007] Compensation Scheme to cover 100% of depositors' claims up to GBP35,000
[28/09/2007] FSA launches a more principles-based regime for unit-linked investments
[27/09/2007] FSA tells firms to ensure proper management of with-profits funds
[26/09/2007] FSA publishes latest findings on PPI
[25/09/2007] FSA shuts down UK based firms for assisting boiler rooms
[12/09/2007] University freshers should be smart about their money and get a check up with their university money doctor
[06/09/2007] FSA fines mortgage firm and its chief executive for re-mortgage and PPI selling failures
[04/09/2007] Industry Guidance key role in Principles-Based Regulation
[03/09/2007] New term for FSA's Independent Complaints Commissioner
[03/09/2007] Mortgage broker fined for financial promotion and sales-related failings
[01/08/2007] Two firms fined, one censured for management failings on mortgage advice
[01/08/2007] Mortgage exit administration fees (MEAFs): an update
[31/07/2007] FSA aims to streamline regulatory returns
[30/07/2007] FSA confirms decision to retain consumer protection measures in revised investment rules
[27/07/2007] FSA grants waiver to firms on complaints handling
[27/07/2007] New FSA Training and Competence regime will be simpler and more principles-based
[26/07/2007] FSA issues latest publications to support delivery of TCF initiative: Culture and Management Information
[26/07/2007] Financial Services Authority confirms Portman Building Society merger with the Nationwide Building Society
[16/07/2007] FSA issues Guidance on provider and distributor responsibilities
[13/07/2007] Hector Sants appointed FSA chief executive
[12/07/2007] Firms agree to change the way they sell PPI over the internet
[12/07/2007] Financial Services Compensation Scheme Board Appointment
[05/07/2007] FSA publishes a review of Personal Investment Firms' Prudential Requirements
[05/07/2007] FSA launches discussion on oversight of trading in MTF shares
[04/07/2007] FSA finds poor practice by intermediaries and lenders within sub-prime market
[02/07/2007] FSA publishes conclusions of M&A inside information review
[29/06/2007] FSA sets out a principles-based future for general insurance regulation
[29/06/2007] FSA publishes feedback and further consultation on Listing Review for Investment Entities
[21/06/2007] FSA publishes Annual Report for 2006/07
[20/06/2007] FSA appoints new Director of Retail Firms Division
[20/06/2007] FSA begins recruitment drive for university Money Doctors
[11/06/2007] FSA publishes feedback on private equity risks
[11/06/2007] FSA fines adviser firm 42,000 GBP for management and complaints handling failings
[07/06/2007] FSA bans illegal insurer from management for life
[31/05/2007] New investment business rules mark significant move to principles-based regulation
[31/05/2007] FSA publishes final regulatory fees and levies for 2007/08
[23/05/2007] Portman and Nationwide Building Societies: merger confirmation hearing
[22/05/2007] FSA finds significant improvement in home and motor insurance press advertising
[22/05/2007] FSA tells small retail firms they are on the regulatory radar
[21/05/2007] FSA concludes split capital investment trust investigation
[17/05/2007] FSA expects firms to do more to treat consumers with life insurance products fairly
[16/05/2007] FSA confirms Industry Guidance on outsourcing
[15/05/2007] FSA fines Charterhouse 122,500 GBP for unauthorised portfolio management
[10/05/2007] FSA fines BNPP Private Bank 350,000 GBP for weak anti-fraud controls
[09/05/2007] Contracting out of SERPS/S2P: FSA finds no widespread mis-selling
[08/05/2007] FSA announces progress made on TCF and sets further deadline
[01/05/2007] FSA prohibition action following failings in connection with pension transfers
[26/04/2007] Retail distribution review: Conference will update on progress
[25/04/2007] FSA tells firms to improve general insurance sales standards when cold calling
[23/04/2007] FSA sets out future of regulation
[19/04/2007] FSA fines Sesame 330,000 GBP for SCARPs complaints handling failures
[17/04/2007] FSA finds many small firms that employ compliance consultants are not acting on the advice they are given
[13/04/2007] FSA maintains a tough stance with small firms on minimum standards
[12/04/2007] FSA fines former finance director 30,000 GBP for principles breaches
[11/04/2007] Financial Ombudsman Service funding arrangements: Feedback Statement
[11/04/2007] FSA bans insurance broker for management failings
[10/04/2007] Mortgage Effectiveness Review: focusing on higher risk areas
[05/04/2007] All systems go for new home finance regulation
[04/04/2007] FSA updates on investment entities listing rules
[29/03/2007] Consumers to benefit from PPI refunds agreement
[29/03/2007] Solicitors made bankrupt for assisting boiler room
[28/03/2007] FSA frees up rules for unit-linked investments
[28/03/2007] FSA announces funding for three development workers for the Scottish Centre for Financial Education
[27/03/2007] Wider access for retail customers to alternative investments
[26/03/2007] Lone parent, carer and elderly groups to benefit from FSA's Innovation Fund
[26/03/2007] FSA publishes review of the commodities market
[21/03/2007] FSA moves towards a more principles-based and proportionate approach to general insurance regulation
[20/03/2007] FSA sets out reforms to funding of Compensation Scheme
[20/03/2007] FSA fines analyst for market misconduct
[14/03/2007] FSA supports IOSCO Principles for the valuation of Hedge Fund Portfolios
[13/03/2007] FSA tells general insurance intermediaries no excuse for failing to protect client money
[12/03/2007] FSA launches 2 million GBP campaign to help consumers get a grip on insurance
[07/03/2007] FSA publishes updated measure of UK market cleanliness
[06/03/2007] FSA tackles financial crime in the insurance industry
[28/02/2007] FSA simplifies training and competence rules for retail business
[27/02/2007] FSA acts to stop UK firm from assisting overseas boiler rooms
[26/02/2007] FSA imposes a public censure on Cathedral Motor Company Limited
[26/02/2007] Almost 70% of people shop around to get the best deals on new gadgets. But only 43% bother to compare deals on life insurance
[23/02/2007] 1 million GBP a year saving for firms in Approved Persons simplification
[22/02/2007] FSA fines investment firm 14,000 GBP for 'income withdrawal' failings
[16/02/2007] FSA acts to halt boiler room activities
[15/02/2007] FSA fines Capital One for PPI sales failures
[14/02/2007] FSA fines Nationwide 980,000 GBP for information security lapses
[06/02/2007] FSA Business Plan focuses on more principles-based regulation
[01/02/2007] FSA appoints new director
[31/01/2007] FSA urges firms to improve stress testing
[30/01/2007] New group to help the FSA to enhance the coherence of its retail regulation of savings agenda
[26/01/2007] FSA statement on mortgage exit administration fee increases
[26/01/2007] Deadline met for transposing MiFID rules
[26/01/2007] Financial Services Compensation Scheme Board appointments
[26/01/2007] FSA fines GE Capital Bank
[22/01/2007] New FSA team to crack down on financial crime
[18/01/2007] Retail Distribution Review: FSA announces members of industry groups
[18/01/2007] FSA fines W Deb MVL Plc (formerly Williams de Broe Plc) 560,000 GBP for breaches of FSA principles
[16/01/2007] 'Savings claims' in insurance advertising can mislead consumers warns FSA
[16/01/2007] John Tiner to step down as ceo in July 2007
[11/01/2007] Chairmen's Committee approve proposed combination involving Euronext N.V. and NYSE Group Inc.
[11/01/2007] FSA determined to see better practice in PPI sales
[08/01/2007] FSA says firms need to improve mortgage advice processes
[20/12/2006] FSA fines home shopping company 270,000 GBP for PPI selling failures
[20/12/2006] FSA imposes a public censure on Eastern Western Motor Group
[14/12/2006] FSA publishes further consultation on listing rules for investment entities
[13/12/2006] Consumers with interest-only mortgages need to have robust repayment plans, says FSA
[11/12/2006] Endowments: better outcomes for consumers but no room for complacency, says FSA
[08/12/2006] FSA fines mortgage firm 52,500 GBP for management failures
[05/12/2006] Statement on the proposed combination involving Euronext N.V. and NYSE Group Inc.
[05/12/2006] FSA acts to halt unauthorised deposit-taker
[30/11/2006] FSA response to Practitioner Panel report
[30/11/2006] Further progress needed by insurers on their management of risk
[29/11/2006] New director appointments at the FSA
[29/11/2006] Financial Services Authority confirms Universal Building Society merger with the Newcastle Building Society
[28/11/2006] Poor financial advertising in sub-prime market a sign of wider problems, says FSA
[24/11/2006] FSA sets out costs and benefits of MIFID
[24/11/2006] Market wide exercise helps to enhance the resilience of financial sector
[23/11/2006] FSA fines salesman for inappropriate conduct
[22/11/2006] FSA fines GenRe UK 1,225,000 GBP for improper reinsurance transactions
[21/11/2006] FSA fines mortgage firm for cold calling
[20/11/2006] FSA signs regulatory cooperation agreement with the CFTC
[13/11/2006] Recognition for FSA's Firms Contact Centre
[09/11/2006] 33% still see senior management buy-in as the biggest barrier to implementing TCF
[06/11/2006] FSA launches discussion on private equity market
[06/11/2006] FSA bans ICM for practices which put consumers at risk
[03/11/2006] FSA bans Christopher Whiteley for failing to insure consumers
[02/11/2006] CIC policyholders to be compensated
[02/11/2006] FSA sets out the priorities for its review of retail distribution
[01/11/2006] FSA encourages the use of Industry Guidance
[31/10/2006] FSA publishes radical proposals for move to principles-based regulation
[30/10/2006] FSA and teachers' TV collaborate on new personal finance education programmes
[30/10/2006] Green light for new home finance regulation
[27/10/2006] FSA publishes near final Transparency Directive rules and updates on Investment Entities Listing Rules review
[26/10/2006] FSA fines loan broker 455,000 GBP for PPI selling failures
[19/10/2006] Some PPI sellers still not treating customers fairly says FSA report
[18/10/2006] FSA outlines help for the young, families and workers across the UK
[17/10/2006] FSA censures firm for pension 'income withdrawal' failings
[10/10/2006] FSA closes in on UK-based share scheme
[04/10/2006] More flexibility in unit pricing goes ahead
[29/09/2006] FSA publishes feedback on regulation of personal pensions
[28/09/2006] Providers and distributors need to work together to treat customers fairly - says FSA
[27/09/2006] Mortgage regulation: Moving in right direction on consumer benefits
[27/09/2006] SEC Chairman, Euronext regulators meet to discuss cooperation in the event of the NYSE Euronext combination
[22/09/2006] Authorisation process for the new home finance activities
[22/09/2006] FSA fines former chief executive for failings leading to client money rule breaches
[21/09/2006] FSA fines Langtons (IFA) Limited 63,000 GBP for serious systems and controls failings
[20/09/2006] FSA warns of illegal motor insurance
[11/09/2006] FSA fines Braemar 182,000 GBP for 'pensions unlocking' failings
[07/09/2006] FSA fines The Carphone Warehouse Limited 245,000 GBP for not treating its telesales insurance customers fairly
[05/09/2006] FSA fines mortgage firm 56,000 GBP for PPI sales failures
[05/09/2006] FSA appoints senior advisor to Markets Division
[04/09/2006] FSA bans Walsall Bridge Insurance for failing to insure consumers
[31/08/2006] FSA to simplify approved persons regime
[31/08/2006] Financial Services Authority confirm Lambeth Building Society merger with the Portman Building Society
[31/08/2006] New members appointed to Consumer Panel
[31/08/2006] Financial Services Authority confirm Lambeth Building Society merger with the Portman Building Society
[31/08/2006] New members appointed to Consumer Panel
[25/08/2006] FSA fines Friendly Society 55,000 GBP for financial promotions failings
[24/08/2006] Court shuts UK firm for assisting overseas boiler rooms
[24/08/2006] FSA fines Kyte 250,000 GBP for client money and accounting failures
[17/08/2006] FSA fines Hoodless Brennan 90,000 GBP for unacceptable sales practices and not treating customers fairly
[17/08/2006] FSA announces Information Systems contracts
[07/08/2006] FSA fines Merrill Lynch 150,000 GBP for transaction reporting failures
[01/08/2006] FSA fines GLG Partners and Philippe Jabre 750,000 GBP each for market abuse
[31/07/2006] FSA consults on MiFID rules for firms and markets
[31/07/2006] New Director of Business Review and Audit Division
[28/07/2006] FSA to end audit requirements for small firms
[25/07/2006] FSA censures director of mortgage broker for serious misconduct
[20/07/2006] FSA and APRA prohibit reinsurance specialist for five years
[19/07/2006] FSA sets deadline for firms falling behind with 'treating customers fairly'
[19/07/2006] Lifetime Mortgage Sales and Advice: Improvements made, but further to go
[14/07/2006] FSA bans former solicitor from doing any regulated activity
[14/07/2006] FSA statement regarding Rosneft listing
[11/07/2006] Financial Services Authority confirms Mercantile Building Society merger with Leeds Building Society
[05/07/2006] FSA publishes feedback on trading transparency in the UK secondary bond market
[29/06/2006] Survey finds teachers need more confidence to teach personal finance in schools
[29/06/2006] Mortgage disclosure documents: quality is improving
[29/06/2006] FSA publishes feedback on fund disclosures to retail clients
[28/06/2006] FSA reports progress on "better regulation" and publishes studies into costs and benefits of financial regulation
[28/06/2006] Lambeth and Portman Building Societies: merger confirmation hearing
[27/06/2006] FSA fines Rainbow Homeloans Limited 35,000 GBP for systems and controls failings
[26/06/2006] FSA publishes Annual Report for 2005/06
[20/06/2006] FSA consults on rules to introduce Insurance Special Purpose Vehicles
[19/06/2006] General insurance conduct of business review looks to fewer rules
[15/06/2006] FSA announces further work on the future of retail distribution
[08/06/2006] FSA assures firms they will not be judged retrospectively
[08/06/2006] Implications of ownership of a UK Recognised Investment Exchange by a US entity
[06/06/2006] Typical boiler room victim loses 20,000 GBP warns FSA
[05/06/2006] Mark Rothery becomes Chairman of the FSA Smaller Businesses Practitioner Panel
[01/06/2006] No change in Compensation Scheme and Ombudsman payment limits - FSA confirms
[31/05/2006] FSA publishes final fees and levies 2006/07 and updates its Online Fee Calculator to help firms
[30/05/2006] Critical illness cover: Firms make progress but still need to do more to treat their customers fairly
[12/05/2006] FSA brings curtain down on celebrity-endorsed betting syndicate
[09/05/2006] Credit union chairman banned for wilful and persistent disregard for FSA rules
[04/05/2006] FSA looks for better handling of client money by general insurance firms
[03/05/2006] FSA to delete the annual reporting requirement on senior managers
[03/05/2006] Future funding of the Financial Ombudsman Service
[28/04/2006] FSA fines firm 20,000 GBP for not seeking approval for individual
[27/04/2006] Home reversions and Islamic mortgages get new consumer protections
[20/04/2006] FSA to allow more flexibility in unit pricing
[12/04/2006] FSA fines chief executive for providing misleading information
[12/04/2006] Firms to benefit from new FSA 'personal handbook service'
[12/04/2006] FSA and lenders in drive to cut mortgage fraud
[11/04/2006] FSA fines Deutsche Bank 6.3million GBP and Mr David Maslen 350,000 GBP for market misconduct
[10/04/2006] Royal Liver Assurance Ltd fined 550,000 GBP for mis-selling with-profits savings policies
[07/04/2006] FSA to consult on ending audit requirements for small firms
[04/04/2006] Tribunal upholds FSA case against solicitor
[03/04/2006] FSA proposes regime for SIPPs and other personal pensions
[30/03/2006] FSA consults on Listing Rule changes and Transparency Directive
[30/03/2006] Firms must improve customer information, says FSA
[27/03/2006] Urgent need to help the young, says FSA
[24/03/2006] FSA update on investment product disclosure
[23/03/2006] FSA and OFT to collaborate on improving regulation
[23/03/2006] FSA publishes feedback on hedge fund risks
[23/03/2006] FSA to consider extending range of retail investment products
[22/03/2006] Memorandum of Understanding for Financial Stability
[21/03/2006] FSA proposes reforms to funding of Compensation Scheme
[20/03/2006] FSA announces next steps on contract certainty in the insurance market
[17/03/2006] FSA publishes measure of scale of market abuse
[17/03/2006] Claims handling: Positive picture from general insurers
[16/03/2006] FSA fines Capita Financial Administrators Limited ?300,000 in first anti-fraud controls case
[14/03/2006] FSA signs regulatory cooperation agreement with the SEC
[07/03/2006] FSA to simplify training and competence rules
[02/03/2006] FSA bars nine small firms from doing regulated business
[28/02/2006] FSA publishes second consultation paper on Capital Requirements Directive
[27/02/2006] Fraud attacks force firms to improve risk management
[21/02/2006] FSA cancels insurance firm's permission to trade
[16/02/2006] FSA bars financial adviser
[08/02/2006] FSA launches e-learning course to help small firms
[07/02/2006] Sex, lies and money. Research reveals finance is the new taboo
[02/02/2006] FSA sets out priorities and budget for 2006/07
[27/01/2006] FSA to streamline money laundering rules for firms
[25/01/2006] FSA's 2006 Financial Risk Outlook emphasises the need for stress testing
[25/01/2006] Director appointments
[23/01/2006] Banks encouraged to engage consumers in tackling online fraud
[16/01/2006] FSA urges consumers to take stock now on their pensions
[12/01/2006] Guardian Assurance and Guardian Linked Life Assurance fined ?750,000 for mishandling mortgage endowment complaints
[11/01/2006] Consumers urged to take the 'debt test'
[06/01/2006] FSA stops IFA from doing regulated business
[21/12/2005] FSA fines finance director £25,000 for market abuse
[16/12/2005] Community and voluntary organisations benefit from FSA's Innovation Fund awards
[16/12/2005] FSA calls for networks to improve control over Appointed Representatives
[15/12/2005] FSA proposes "no change" in compensation and Ombudsman payment limits - but consults on specific issues
[14/12/2005] Tripartite Authorities assess the resilience of the UK financial sector
[14/12/2005] FSA fines HSBC £100,000 for transaction reporting breaches
[09/12/2005] FSA censures Eurodis for listing rules breach
[09/12/2005] FSA finds small IFA firms are handling mortgage endowment complaints well but some issues remain
[09/12/2005] FSA appoints new Compensation Scheme Board chairman
[08/12/2005] FSA keeps 600 'rogue' M&GI firms out of the industry
[07/12/2005] New practice will better protect consumers from cheque fraud
[02/12/2005] Reinsurance brokers agree not to undertake any regulated activity for two years
[02/12/2005] Financial Services Authority sets out road map to better regulation
[01/12/2005] FSA imposes a public censure on Berkeley Independent Advisers Limited
[28/11/2005] FSA releases sector briefing on closed with-profits funds
[25/11/2005] Solicitor found liable for assisting a boiler room share scam
[22/11/2005] FSA warns industry to address VCT promotions failings
[21/11/2005] FSA urges firms to begin planning for MiFID
[17/11/2005] FSA fines UBS £100,000 for transaction reporting breaches
[15/11/2005] General insurance perimeter presents positive picture
[14/11/2005] FSA finds improvements from lenders but mixed results for brokers in self-certification mortgages
[11/11/2005] Former AIT directors ordered to compensate investors
[10/11/2005] Kings fined £60,000 for financial promotions failings
[09/11/2005] FSA fines bond broker and managing director for anti-money laundering failures
[09/11/2005] FSA closes enquiries into Shell individuals
[07/11/2005] Reviews of M&GI regimes - FSA sets out more detail
[04/11/2005] FSA update on payment protection insurance (PPI)
[31/10/2005] FSA reports on its performance
[27/10/2005] New Vice Chairman of Financial Services Consumer Panel
[27/10/2005] FSA updates guide to help employers promote pensions schemes
[26/10/2005] FSA bares all in new mortgage website for consumers
[20/10/2005] FSA takes next steps in reforming its enforcement process
[18/10/2005] FSA looks for improvement in general insurance documents given to customers
[12/10/2005] FSA fines GoshawK Syndicate Management Limited ?220,000 for systems and control failures
[11/10/2005] FSA consults on rules for disclosure of financial reinsurance
[07/10/2005] Former directors sentenced for criminal market abuse
[04/10/2005] Industry progress on Treating Customers Fairly
[30/09/2005] FSA publishes proposals for fund disclosures to retail clients
[29/09/2005] FSA Managing Director tells of challenges to firms in inaugural speech in Northern Ireland
[28/09/2005] FSA closes enquiry into Chelsea Village plc
[23/09/2005] Director appointments
[23/09/2005] FSA announces review of general insurance regulation
[22/09/2005] FSA tell firms: Make sure you are ready for A-day
[20/09/2005] FSA fines CFS Independent Limited for serious risk management and compliance failures
[16/09/2005] FSA publishes Feedback Statement to CP05/3, 'Strengthening Capital Standards'
[16/09/2005] FSA bans former director of IFA firm for management failings
[06/09/2005] FSA finds mixed picture on sub-prime mortgage compliance
[05/09/2005] FSA to examine secondary bond market transparency

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