Risk management is much more than just satisfying the FSA. At CCL, we pride ourselves in going beyond the basic requirements, to offer a service which adds real value to your business.
Risk ReviewsRisk Map & RegisterRisk Procedures
Risk Reviews
The big news is that from January 2007, a firm's operational risk procedures will have a direct impact on the firm's capital adequacy. However, risk reviews aren't just for the FSA's benefit.
Understanding, measuring and controlling risk is a large part of running any successful financial sector business. Market, credit and operations - we examine every area of risk you would expect.
At CCL we help you go beyond the obvious regulatory risks - looking at other important areas such as business continuity and liquidity. Why? Because the FSA is interested in all elements of risk - and their likely impact on your business.
We're ready to help
Our specialist compliance services can make all the difference to your business. To discuss the options, or to arrange a meeting, simply call 020 7626 2000 - or fill out our Contact Us Form.
Risk Map & Register
To pinpoint the risks to your business, we create an incredibly detailed - and extremely powerful - risk map. To do this we help you identify and assess the risks and controls you may already have. And we recommend actions to address any perceived weaknesses.
In fact, your risk map should be a constantly evolving document- changing to meet your company's needs and the regulator's requirements. That's why many of our clients ask us to prepare a document outlining their risk management policy.
That way, everyone knows why the risk map is there - and how it should be managed and maintained.
We can also review the content of your risk map to ensure it is comprehensive and current.
We're ready to help
Our specialist compliance services can make all the difference to your business. To discuss the options, or to arrange a meeting, simply call 020 7626 2000 - or fill out our Contact Us Form.
Risk Procedures
Risk is an essential part of any business. It's our job to help you deal with risks - by recommending and helping implement the right controls. We then look at your controls over time - to make sure they are doing their job in the day-to-day reality of your operations.
Then there are your people. We can give them the skills they need to implement the right procedures - and show them how to comply with the FSA's requirements.
We're ready to help
Our specialist compliance services can make all the difference to your business. To discuss the options, or to arrange a meeting, simply call 020 7626 2000 - or fill out our Contact Us Form.
