Compliance Reviews

If the word "review" conjures up images of a neatly bound report telling you what you already know, then think again. Our expertise is completely unbiased, and 100 per cent useful. So we don't merely list areas you should address - we propose solutions that will get the job done.

Moreover, we take a bold stance on what will work and what will fail. Our role is to give you the very best advice and support available. It's as simple as that.

What type of review?
A full review or a bespoke review focusing on just one area? Our service is tailored to your precise needs, not a collection of off-the-shelf products.

 Here are just some of the ways we can help:  

• After your initial authorisation, we can lay down firm foundations for your growth
• Variation of permission - to make sure you handle new business areas compliantly and effectively
• FSA visit - prepare for monitoring or theme visits
• Change of staff - understand your needs when key staff leave or join
• Passage of time - make sure what was right then, is right now
• Parent company - satisfy your stakeholders
• Benchmark your monitoring - stay ahead of the competition

Why choose CCL?
Some compliance consultants aim for broad coverage. Others prefer to specialise in just one area. Our size and expertise allows us to offer truly broad - and truly in-depth advice.

So you aren't paying for us to learn about your specific compliance issues. You're investing in genuine expertise, from a team that goes beyond the obvious to ensure you're covered.

We're ready to help
Our specialist compliance services can make all the difference to your business. To discuss the options, or to arrange a meeting, simply call 020 7626 2000 - or fill out our Contact Us Form.

Compliance Monitoring

Compliance procedures are one thing. Following your own systems is another - and is a crucial part of maintaining your FSA authorisation. It's also vital in many other circumstances, including reassuring a parent company, supporting inexperienced staff or entering new areas of business.

We rigorously test your existing monitoring arrangements, advising on any improvements you need to make and identifying any omissions. In fact, we can handle the entire process for you - from comprehensive annual monitoring to periodic reviews.

We're ready to help
Our specialist compliance services can make all the difference to your business. To discuss the options, or to arrange a meeting, simply call 020 7626 2000 - or fill out our Contact Us Form.

Compliance Outsourcing

Compliance is a complex puzzle. Finding someone with the right expertise to handle all your compliance needs in-house would be almost impossible - and keeping that person motivated and stimulated would be even more of a challenge.

What you need, when you need it
Compliance is our life. It's all we do, and it's all we'll ever do.

This gives you the reassurance that you're getting genuine expertise - but only when and where you need it. And because you're drawing on decades of experience across every area, you know there's nothing we can't handle.

Or to put it another way - don't worry. We've got it under control.

We're ready to help
Our specialist compliance services can make all the difference to your business. To discuss the options, or to arrange a meeting, simply call 020 7626 2000 - or fill out our Contact Us Form.

Compliance Advice

You're an expert. It's what you're paid to be. And just because you may not have a headcount measured in the thousands, why should you have to lose yourself in compliance issues?

Use CCL, and you won't.

Instead, you'll have the expertise you need. And with a retainer arrangement, it's like having an in-house compliance team on call whenever you need them. Any area of compliance. Any skill. Any issue. We're here.

We're ready to help
Our specialist compliance services can make all the difference to your business. To discuss the options, or to arrange a meeting, simply call 020 7626 2000 - or fill out our Contact Us Form.

Creating a Compliance Department

Why struggle? We can help create your own compliance department - from writing the person specification, through to interviewing. And once it's up and running, we can keep it running smoothly - with ongoing training as well as checks, controls and monitoring.

It's our job to design the perfect department to fit your needs - helping you decide where it makes sense to have in-house people, and where you should use external experts. So you get the resource you need, without paying more than you have to.

We're ready to help
Our specialist compliance services can make all the difference to your business. To discuss the options, or to arrange a meeting, simply call 020 7626 2000 - or fill out our Contact Us Form.

MiFID & CRD

 We can assist you in the following ways:

• Understanding the purpose and requirements of these Directives
• Analysing the impact of MiFID and CRD upon your business
• Briefing Management and staff on the impact of MiFID and CRD
• Scoping a work plan to address necessary actions
• Performing necessary development work

We're ready to help
Our specialist compliance services can make all the difference to your business. To discuss the options, or to arrange a meeting, simply call 020 7626 2000 - or fill out our Contact Us Form.