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  •  Asset Management
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  •  Corporate Finance
  •  Credit Enhancement
  •  General Insurance
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  •  Life & Pensions
  •  Mortgages
  •  Authorised Professional Firms

 Corporate Finance Advisers and Arrangers - You enjoy the light touch. We`ll keep it that way.

Non-MiFID Corporate Finance Adviser

Don't conduct investment business in Europe? Is your main business activity corporate finance advice only (without arranging)? Then Corporate Finance Adviser is likely to be the most appropriate category for your business - giving you one of the lightest regulatory requirements.

If the label is right for you, we can can guide you through the requirements to make the most of this regime.

How can we help?

Our other services
Every regulated business is different. From compliance manuals to anti-money laundering training, we can tailor the right solution for you.

Talk to us
Call 020 7638 9830 or fill out our Contact Us Form - we're here to help.


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