Overview

Depending on how much involvement your firm has in regulated activities, you were given the choice to either 'opt-in' to FSA authorisation, or remain within the exempt regime with your Designated Professional Body.

Directly authorised firms
You fall under the full remit of the FSA regulatory requirements.  In many respects, given that your professional body also governs your firm, there is a far greater pressure to protect your firm's reputation.

Working with authorised professional firms
At CCL, we know your reputation is vital to your business. So we tailor our approach to your exact needs - to ensure your systems, controls and processes meet the regulator's demands. However, we also make sure they are right for your business, then identify and manage the risks in your business, with a close eye on constant improvement.