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  •  Asset Management
  •  Banking
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  •  Corporate Finance
  •  Credit Enhancement
  •  General Insurance
  •  Lloyd's
  •  Life & Pensions
  •  Mortgages
  •  Authorised Professional Firms
  •  DPBs

 Regulatory Updates - Stay Informed. Without getting swamped.

Free regulatory information tailored to you
Sign up for our regulatory update service and you'll get short, sharp and completely relevant information delivered directly to your inbox.

Just imagine how much time and effort you'll save.



Who's it for?
These updates are suitable for Investment Management firms, Securities & Futures firms, Banks, Insurance firms, Mortgage firms and IFAs.

What's in the update?
We'll tell you about FSA consultation papers, rule changes and general regulatory developments. And don't worry - we won't waste your time with sales pitches or irrelevant information. In each regulatory update you can expect to find summaries about:

  • changes to the handbook
  • consultation and discussion papers of interest
  • disciplinary actions
  • money laundering issues
  • FSA publications

When will I get my update?
You'll normally receive the update at the beginning of each month - we don't believe in clogging up your inbox. However, if there's a really important piece of information we know you'll appreciate, we'll sometimes send a special update.


The Money Laundering Update
This update is similar to the other updates - except it will focus solely on money laundering issues. You'll receive your update quarterly (instead of monthly), and it will keep you up-to-date on:

  • changes to best practice
  • changes to the law and legislation
  • case studies on recent regulatory enforcement
  • law enforcement issues 
  • a list of firms fined that quarter - and the reason for the fine

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